Roe v Wade
U.S. Supreme
Court
Roe v. Wade 410 US 113 (1973) -- FULL TEXT
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Background of the Case
ROE ET AL.
v. WADE, DISTRICT ATTORNEY OF DALLAS COUNTY
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
No. 70-18.
Argued December 13, 1971 Reargued October 11, 1972
Decided January 22, 1973
A pregnant single woman (Roe)
brought a class action challenging the constitutionality of
the Texas criminal abortion laws, which proscribe procuring or
attempting an abortion except on medical advice for the
purpose of saving the mother's life. A licensed physician (Hallford),
who had two state abortion prosecutions pending against him,
was permitted to intervene. A childless married couple (the
Does), the wife not being pregnant, separately attacked the
laws, basing alleged injury on the future possibilities of
contraceptive failure, pregnancy, unpreparedness for
parenthood, and impairment of the wife's health. A three-judge
District Court, which consolidated the actions, held that Roe
and Hallford, and members of their classes, had standing to
sue and presented justiciable controversies. Ruling that
declaratory, though not injunctive, relief was warranted, the
court declared the abortion statutes void as vague and
overbroadly infringing those plaintiffs' Ninth and Fourteenth
Amendment rights. The court ruled the Does' complaint not
justiciable. Appellants directly appealed to this Court on the
injunctive rulings, and appellee cross-appealed from the
District Court's grant of declaratory relief to Roe and
Hallford. Held:
1. While 28 U.S.C. 1253 authorizes no direct appeal to this
Court from the grant or denial of declaratory relief alone,
review is not foreclosed when the case is properly before the
Court on appeal from specific denial of injunctive relief and
the arguments as to both injunctive and declaratory relief are
necessarily identical. P. 123.
2. Roe has standing to sue; the Does and Hallford do not. Pp.
123-129.
(a) Contrary to appellee's contention, the natural termination
of Roe's pregnancy did not moot her suit. Litigation involving
pregnancy, which is "capable of repetition, yet evading
review," is an exception to the usual federal rule that an
actual controversy [410 U.S. 113, 114] must exist at review
stages and not simply when the action is initiated. Pp.
124-125.
(b) The District Court correctly refused injunctive, but erred
in granting declaratory, relief to Hallford, who alleged no
federally protected right not assertable as a defense against
the good-faith state prosecutions pending against him. Samuels
v. Mackell, 401 U.S. 66. Pp. 125-127.
(c) The Does' complaint, based as it is on contingencies, any
one or more of which may not occur, is too speculative to
present an actual case or controversy. Pp. 127-129.
3. State criminal abortion laws, like those involved here,
that except from criminality only a life-saving procedure on
the mother's behalf without regard to the stage of her
pregnancy and other interests involved violate the Due Process
Clause of the Fourteenth Amendment, which protects against
state action the right to privacy, including a woman's
qualified right to terminate her pregnancy. Though the State
cannot override that right, it has legitimate interests in
protecting both the pregnant woman's health and the
potentiality of human life, each of which interests grows and
reaches a "compelling" point at various stages of the woman's
approach to term. Pp. 147-164.
(a) For the stage prior to approximately the end of the first
trimester, the abortion decision and its effectuation must be
left to the medical judgment of the pregnant woman's attending
physician. Pp. 163, 164.
(b) For the stage subsequent to approximately the end of the
first trimester, the State, in promoting its interest in the
health of the mother, may, if it chooses, regulate the
abortion procedure in ways that are reasonably related to
maternal health. Pp. 163, 164.
(c) For the stage subsequent to viability the State, in
promoting its interest in the potentiality of human life, may,
if it chooses, regulate, and even proscribe, abortion except
where necessary, in appropriate medical judgment, for the
preservation of the life or health of the mother. Pp. 163-164;
164-165.
4. The State may define the term "physician" to mean only a
physician currently licensed by the State, and may proscribe
any abortion by a person who is not a physician as so defined.
P. 165.
5. It is unnecessary to decide the injunctive relief issue
since the Texas authorities will doubtless fully recognize the
Court's ruling [410 U.S. 113, 115] that the Texas criminal
abortion statutes are unconstitutional. P. 166.
314 F. Supp. 1217, affirmed in part and reversed in part.
BLACKMUN, J., delivered the opinion of the Court, in which
BURGER, C. J., and DOUGLAS, BRENNAN, STEWART, MARSHALL, and
POWELL, JJ., joined. BURGER, C. J., post, p. 207, DOUGLAS, J.,
post, p. 209, and STEWART, J., post, p. 167, filed concurring
opinions. WHITE, J., filed a dissenting opinion, in which
REHNQUIST, J., joined, post, p. 221. REHNQUIST, J., filed a
dissenting opinion, post, p. 171.
Sarah Weddington reargued the cause for appellants. With her
on the briefs were Roy Lucas, Fred Bruner, Roy L. Merrill,
Jr., and Norman Dorsen.
Robert C. Flowers, Assistant Attorney General of Texas, argued
the cause for appellee on the reargument. Jay Floyd, Assistant
Attorney General, argued the cause for appellee on the
original argument. With them on the brief were Crawford C.
Martin, Attorney General, Nola White, First Assistant Attorney
General, Alfred Walker, Executive Assistant Attorney General,
Henry Wade, and John B. Tolle.* [410 U.S. 113, 116]
[Footnote *] Briefs of amici curiae were filed by Gary K.
Nelson, Attorney General of Arizona, Robert K. Killian,
Attorney General of Connecticut, Ed W. Hancock, Attorney
General of Kentucky, Clarence A. H. Meyer, Attorney General of
Nebraska, and Vernon B. Romney, Attorney General of Utah; by
Joseph P. Witherspoon, Jr., for the Association of Texas
Diocesan Attorneys; by Charles E. Rice for Americans United
for Life; by Eugene J. McMahon for Women for the Unborn et
al.; by Carol Ryan for the American College of Obstetricians
and Gynecologists et al.; by Dennis J. Horan, Jerome A. Frazel,
Jr., Thomas M. Crisham, and Dolores V. Horan for Certain
Physicians, Professors and Fellows of the American College of
Obstetrics and Gynecology; by Harriet F. Pilpel, Nancy F.
Wechsler, and Frederic S. Nathan for Planned Parenthood
Federation of America, Inc., et al.; by Alan F. Charles for
the National Legal Program on Health Problems of the Poor et
al.; by Marttie L. Thompson for State Communities Aid Assn.;
by [410 U.S. 113, 116] Alfred L. Scanlan, Martin J. Flynn, and
Robert M. Byrn for the National Right to Life Committee; by
Helen L. Buttenwieser for the American Ethical Union et al.;
by Norma G. Zarky for the American Association of University
Women et al.; by Nancy Stearns for New Women Lawyers et al.;
by the California Committee to Legalize Abortion et al.; and
by Robert E. Dunne for Robert L. Sassone.
Majority Opinion
MR. JUSTICE BLACKMUN delivered the opinion of the Court.
This Texas federal appeal and its Georgia companion, Doe v.
Bolton, post, p. 179, present constitutional challenges to
state criminal abortion legislation. The Texas statutes under
attack here are typical of those that have been in effect in
many States for approximately a century. The Georgia statutes,
in contrast, have a modern cast and are a legislative product
that, to an extent at least, obviously reflects the influences
of recent attitudinal change, of advancing medical knowledge
and techniques, and of new thinking about an old issue.
We forthwith acknowledge our awareness of the sensitive and
emotional nature of the abortion controversy, of the vigorous
opposing views, even among physicians, and of the deep and
seemingly absolute convictions that the subject inspires.
One's philosophy, one's experiences, one's exposure to the raw
edges of human existence, one's religious training, one's
attitudes toward life and family and their values, and the
moral standards one establishes and seeks to observe, are all
likely to influence and to color one's thinking and
conclusions about abortion.
In addition, population growth, pollution, poverty, and racial
overtones tend to complicate and not to simplify the problem.
Our task, of course, is to resolve the issue by constitutional
measurement, free of emotion and of predilection. We seek
earnestly to do this, and, because we do, we [410 U.S. 113,
117] have inquired into, and in this opinion place some
emphasis upon, medical and medical-legal history and what that
history reveals about man's attitudes toward the abortion
procedure over the centuries. We bear in mind, too, Mr.
Justice Holmes' admonition in his now-vindicated dissent in
Lochner v. New York, 198 U.S. 45, 76 (1905):
"[The Constitution] is made for people of fundamentally
differing views, and the accident of our finding certain
opinions natural and familiar or novel and even shocking ought
not to conclude our judgment upon the question whether
statutes embodying them conflict with the Constitution of the
United States."
I
The Texas statutes that concern us here are Arts. 1191-1194
and 1196 of the State's Penal Code.1 These make it a crime to
"procure an abortion," as therein [410 U.S. 113, 118] defined,
or to attempt one, except with respect to "an abortion
procured or attempted by medical advice for the purpose of
saving the life of the mother." Similar statutes are in
existence in a majority of the States.2 [410 U.S. 113, 119]
Texas first enacted a criminal abortion statute in 1854. Texas
Laws 1854, c. 49, 1, set forth in 3 H. Gammel, Laws of Texas
1502 (1898). This was soon modified into language that has
remained substantially unchanged to the present time. See
Texas Penal Code of 1857, c. 7, Arts. 531-536; G. Paschal,
Laws of Texas, Arts. 2192-2197 (1866); Texas Rev. Stat., c. 8,
Arts. 536-541 (1879); Texas Rev. Crim. Stat., Arts. 1071-1076
(1911). The final article in each of these compilations
provided the same exception, as does the present Article 1196,
for an abortion by "medical advice for the purpose of saving
the life of the mother."3 [410 U.S. 113, 120]
II
Jane Roe,4 a single woman who was residing in Dallas County,
Texas, instituted this federal action in March 1970 against
the District Attorney of the county. She sought a declaratory
judgment that the Texas criminal abortion statutes were
unconstitutional on their face, and an injunction restraining
the defendant from enforcing the statutes.
Roe alleged that she was unmarried and pregnant; that she
wished to terminate her pregnancy by an abortion "performed by
a competent, licensed physician, under safe, clinical
conditions"; that she was unable to get a "legal" abortion in
Texas because her life did not appear to be threatened by the
continuation of her pregnancy; and that she could not afford
to travel to another jurisdiction in order to secure a legal
abortion under safe conditions. She claimed that the Texas
statutes were unconstitutionally vague and that they abridged
her right of personal privacy, protected by the First, Fourth,
Fifth, Ninth, and Fourteenth Amendments. By an amendment to
her complaint Roe purported to sue "on behalf of herself and
all other women" similarly situated.
James Hubert Hallford, a licensed physician, sought and was
granted leave to intervene in Roe's action. In his complaint
he alleged that he had been arrested previously for violations
of the Texas abortion statutes and [410 U.S. 113, 121] that
two such prosecutions were pending against him. He described
conditions of patients who came to him seeking abortions, and
he claimed that for many cases he, as a physician, was unable
to determine whether they fell within or outside the exception
recognized by Article 1196. He alleged that, as a consequence,
the statutes were vague and uncertain, in violation of the
Fourteenth Amendment, and that they violated his own and his
patients' rights to privacy in the doctor-patient relationship
and his own right to practice medicine, rights he claimed were
guaranteed by the First, Fourth, Fifth, Ninth, and Fourteenth
Amendments.
John and Mary Doe,5 a married couple, filed a companion
complaint to that of Roe. They also named the District
Attorney as defendant, claimed like constitutional
deprivations, and sought declaratory and injunctive relief.
The Does alleged that they were a childless couple; that Mrs.
Doe was suffering from a "neural-chemical" disorder; that her
physician had "advised her to avoid pregnancy until such time
as her condition has materially improved" (although a
pregnancy at the present time would not present "a serious
risk" to her life); that, pursuant to medical advice, she had
discontinued use of birth control pills; and that if she
should become pregnant, she would want to terminate the
pregnancy by an abortion performed by a competent, licensed
physician under safe, clinical conditions. By an amendment to
their complaint, the Does purported to sue "on behalf of
themselves and all couples similarly situated."
The two actions were consolidated and heard together by a duly
convened three-judge district court. The suits thus presented
the situations of the pregnant single woman, the childless
couple, with the wife not pregnant, [410 U.S. 113, 122] and
the licensed practicing physician, all joining in the attack
on the Texas criminal abortion statutes. Upon the filing of
affidavits, motions were made for dismissal and for summary
judgment. The court held that Roe and members of her class,
and Dr. Hallford, had standing to sue and presented
justiciable controversies, but that the Does had failed to
allege facts sufficient to state a present controversy and did
not have standing. It concluded that, with respect to the
requests for a declaratory judgment, abstention was not
warranted. On the merits, the District Court held that the
"fundamental right of single women and married persons to
choose whether to have children is protected by the Ninth
Amendment, through the Fourteenth Amendment," and that the
Texas criminal abortion statutes were void on their face
because they were both unconstitutionally vague and
constituted an overbroad infringement of the plaintiffs' Ninth
Amendment rights. The court then held that abstention was
warranted with respect to the requests for an injunction. It
therefore dismissed the Does' complaint, declared the abortion
statutes void, and dismissed the application for injunctive
relief. 314 F. Supp. 1217, 1225 (ND Tex. 1970).
The plaintiffs Roe and Doe and the intervenor Hallford,
pursuant to 28 U.S.C. 1253, have appealed to this Court from
that part of the District Court's judgment denying the
injunction. The defendant District Attorney has purported to
cross-appeal, pursuant to the same statute, from the court's
grant of declaratory relief to Roe and Hallford. Both sides
also have taken protective appeals to the United States Court
of Appeals for the Fifth Circuit. That court ordered the
appeals held in abeyance pending decision here. We postponed
decision on jurisdiction to the hearing on the merits. 402
U.S. 941 (1971). [410 U.S. 113, 123]
III
It might have been preferable if the defendant, pursuant to
our Rule 20, had presented to us a petition for certiorari
before judgment in the Court of Appeals with respect to the
granting of the plaintiffs' prayer for declaratory relief. Our
decisions in Mitchell v. Donovan, 398 U.S. 427 (1970), and
Gunn v. University Committee, 399 U.S. 383 (1970), are to the
effect that 1253 does not authorize an appeal to this Court
from the grant or denial of declaratory relief alone. We
conclude, nevertheless, that those decisions do not foreclose
our review of both the injunctive and the declaratory aspects
of a case of this kind when it is properly here, as this one
is, on appeal under 1253 from specific denial of injunctive
relief, and the arguments as to both aspects are necessarily
identical. See Carter v. Jury Comm'n, 396 U.S. 320 (1970);
Florida Lime Growers v. Jacobsen, 362 U.S. 73, 80-81 (1960).
It would be destructive of time and energy for all concerned
were we to rule otherwise. Cf. Doe v. Bolton, post, p. 179.
IV
We are next confronted with issues of justiciability,
standing, and abstention. Have Roe and the Does established
that "personal stake in the outcome of the controversy," Baker
v. Carr, 369 U.S. 186, 204 (1962), that insures that "the
dispute sought to be adjudicated will be presented in an
adversary context and in a form historically viewed as capable
of judicial resolution," Flast v. Cohen, 392 U.S. 83, 101
(1968), and Sierra Club v. Morton, 405 U.S. 727, 732 (1972)?
And what effect did the pendency of criminal abortion charges
against Dr. Hallford in state court have upon the propriety of
the federal court's granting relief to him as a plaintiff-intervenor?
[410 U.S. 113, 124]
A. Jane Roe. Despite the use of the pseudonym, no suggestion
is made that Roe is a fictitious person. For purposes of her
case, we accept as true, and as established, her existence;
her pregnant state, as of the inception of her suit in March
1970 and as late as May 21 of that year when she filed an
alias affidavit with the District Court; and her inability to
obtain a legal abortion in Texas.
Viewing Roe's case as of the time of its filing and thereafter
until as late as May, there can be little dispute that it then
presented a case or controversy and that, wholly apart from
the class aspects, she, as a pregnant single woman thwarted by
the Texas criminal abortion laws, had standing to challenge
those statutes. Abele v. Markle, 452 F.2d 1121, 1125 (CA2
1971); Crossen v. Breckenridge, 446 F.2d 833, 838-839 (CA6
1971); Poe v. Menghini, 339 F. Supp. 986, 990-991 (Kan. 1972).
See Truax v. Raich, 239 U.S. 33 (1915). Indeed, we do not read
the appellee's brief as really asserting anything to the
contrary. The "logical nexus between the status asserted and
the claim sought to be adjudicated," Flast v. Cohen, 392 U.S.,
at 102, and the necessary degree of contentiousness, Golden v.
Zwickler, 394 U.S. 103 (1969), are both present.
The appellee notes, however, that the record does not disclose
that Roe was pregnant at the time of the District Court
hearing on May 22, 1970,6 or on the following June 17 when the
court's opinion and judgment were filed. And he suggests that
Roe's case must now be moot because she and all other members
of her class are no longer subject to any 1970 pregnancy. [410
U.S. 113, 125]
The usual rule in federal cases is that an actual controversy
must exist at stages of appellate or certiorari review, and
not simply at the date the action is initiated. United States
v. Munsingwear, Inc., 340 U.S. 36 (1950); Golden v. Zwickler,
supra; SEC v. Medical Committee for Human Rights, 404 U.S. 403
(1972).
But when, as here, pregnancy is a significant fact in the
litigation, the normal 266-day human gestation period is so
short that the pregnancy will come to term before the usual
appellate process is complete. If that termination makes a
case moot, pregnancy litigation seldom will survive much
beyond the trial stage, and appellate review will be
effectively denied. Our law should not be that rigid.
Pregnancy often comes more than once to the same woman, and in
the general population, if man is to survive, it will always
be with us. Pregnancy provides a classic justification for a
conclusion of nonmootness. It truly could be "capable of
repetition, yet evading review." Southern Pacific Terminal Co.
v. ICC, 219 U.S. 498, 515 (1911). See Moore v. Ogilvie, 394
U.S. 814, 816 (1969); Carroll v. Princess Anne, 393 U.S. 175,
178-179 (1968); United States v. W. T. Grant Co., 345 U.S.
629, 632-633 (1953).
We, therefore, agree with the District Court that Jane Roe had
standing to undertake this litigation, that she presented a
justiciable controversy, and that the termination of her 1970
pregnancy has not rendered her case moot.
B. Dr. Hallford. The doctor's position is different. He
entered Roe's litigation as a plaintiff-intervenor, alleging
in his complaint that he:
"[I]n the past has been arrested for violating the Texas
Abortion Laws and at the present time stands charged by
indictment with violating said laws in the Criminal District
Court of Dallas County, Texas to-wit: (1) The State of Texas
vs. [410 U.S. 113, 126] James H. Hallford, No. C-69-5307-IH,
and (2) The State of Texas vs. James H. Hallford, No.
C-69-2524-H. In both cases the defendant is charged with
abortion . . . ."
In his application for leave to intervene, the doctor made
like representations as to the abortion charges pending in the
state court. These representations were also repeated in the
affidavit he executed and filed in support of his motion for
summary judgment.
Dr. Hallford is, therefore, in the position of seeking, in a
federal court, declaratory and injunctive relief with respect
to the same statutes under which he stands charged in criminal
prosecutions simultaneously pending in state court. Although
he stated that he has been arrested in the past for violating
the State's abortion laws, he makes no allegation of any
substantial and immediate threat to any federally protected
right that cannot be asserted in his defense against the state
prosecutions. Neither is there any allegation of harassment or
bad-faith prosecution. In order to escape the rule articulated
in the cases cited in the next paragraph of this opinion that,
absent harassment and bad faith, a defendant in a pending
state criminal case cannot affirmatively challenge in federal
court the statutes under which the State is prosecuting him,
Dr. Hallford seeks to distinguish his status as a present
state defendant from his status as a "potential future
defendant" and to assert only the latter for standing purposes
here.
We see no merit in that distinction. Our decision in Samuels
v. Mackell, 401 U.S. 66 (1971), compels the conclusion that
the District Court erred when it granted declaratory relief to
Dr. Hallford instead of refraining from so doing. The court,
of course, was correct in refusing to grant injunctive relief
to the doctor. The reasons supportive of that action, however,
are those expressed in Samuels v. Mackell, supra, and in
Younger v. [410 U.S. 113, 127] Harris, 401 U.S. 37 (1971);
Boyle v. Landry, 401 U.S. 77 (1971); Perez v. Ledesma, 401
U.S. 82 (1971); and Byrne v. Karalexis, 401 U.S. 216 (1971).
See also Dombrowski v. Pfister, 380 U.S. 479 (1965). We note,
in passing, that Younger and its companion cases were decided
after the three-judge District Court decision in this case.
Dr. Hallford's complaint in intervention, therefore, is to be
dismissed.7 He is remitted to his defenses in the state
criminal proceedings against him. We reverse the judgment of
the District Court insofar as it granted Dr. Hallford relief
and failed to dismiss his complaint in intervention.
C. The Does. In view of our ruling as to Roe's standing in her
case, the issue of the Does' standing in their case has little
significance. The claims they assert are essentially the same
as those of Roe, and they attack the same statutes.
Nevertheless, we briefly note the Does' posture.
Their pleadings present them as a childless married couple,
the woman not being pregnant, who have no desire to have
children at this time because of their having received medical
advice that Mrs. Doe should avoid pregnancy, and for "other
highly personal reasons." But they "fear . . . they may face
the prospect of becoming [410 U.S. 113, 128] parents." And if
pregnancy ensues, they "would want to terminate" it by an
abortion. They assert an inability to obtain an abortion
legally in Texas and, consequently, the prospect of obtaining
an illegal abortion there or of going outside Texas to some
place where the procedure could be obtained legally and
competently.
We thus have as plaintiffs a married couple who have, as their
asserted immediate and present injury, only an alleged
"detrimental effect upon [their] marital happiness" because
they are forced to "the choice of refraining from normal
sexual relations or of endangering Mary Doe's health through a
possible pregnancy." Their claim is that sometime in the
future Mrs. Doe might become pregnant because of possible
failure of contraceptive measures, and at that time in the
future she might want an abortion that might then be illegal
under the Texas statutes.
This very phrasing of the Does' position reveals its
speculative character. Their alleged injury rests on possible
future contraceptive failure, possible future pregnancy,
possible future unpreparedness for parenthood, and possible
future impairment of health. Any one or more of these several
possibilities may not take place and all may not combine. In
the Does' estimation, these possibilities might have some real
or imagined impact upon their marital happiness. But we are
not prepared to say that the bare allegation of so indirect an
injury is sufficient to present an actual case or controversy.
Younger v. Harris, 401 U.S., at 41-42; Golden v. Zwickler, 394
U.S., at 109-110; Abele v. Markle, 452 F.2d, at 1124-1125;
Crossen v. Breckenridge, 446 F.2d, at 839. The Does' claim
falls far short of those resolved otherwise in the cases that
the Does urge upon us, namely, Investment Co. Institute v.
Camp, 401 U.S. 617 (1971); Data Processing Service v. Camp,
397 U.S. 150 (1970); [410 U.S. 113, 129] and Epperson v.
Arkansas, 393 U.S. 97 (1968). See also Truax v. Raich, 239
U.S. 33 (1915).
The Does therefore are not appropriate plaintiffs in this
litigation. Their complaint was properly dismissed by the
District Court, and we affirm that dismissal.
V
The principal thrust of appellant's attack on the Texas
statutes is that they improperly invade a right, said to be
possessed by the pregnant woman, to choose to terminate her
pregnancy. Appellant would discover this right in the concept
of personal "liberty" embodied in the Fourteenth Amendment's
Due Process Clause; or in personal, marital, familial, and
sexual privacy said to be protected by the Bill of Rights or
its penumbras, see Griswold v. Connecticut, 381 U.S. 479
(1965); Eisenstadt v. Baird, 405 U.S. 438 (1972); id., at 460
(WHITE, J., concurring in result); or among those rights
reserved to the people by the Ninth Amendment, Griswold v.
Connecticut, 381 U.S., at 486 (Goldberg, J., concurring).
Before addressing this claim, we feel it desirable briefly to
survey, in several aspects, the history of abortion, for such
insight as that history may afford us, and then to examine the
state purposes and interests behind the criminal abortion
laws.
VI
It perhaps is not generally appreciated that the restrictive
criminal abortion laws in effect in a majority of States today
are of relatively recent vintage. Those laws, generally
proscribing abortion or its attempt at any time during
pregnancy except when necessary to preserve the pregnant
woman's life, are not of ancient or even of common-law origin.
Instead, they derive from statutory changes effected, for the
most part, in the latter half of the 19th century. [410 U.S.
113, 130]
1. Ancient attitudes. These are not capable of precise
determination. We are told that at the time of the Persian
Empire abortifacients were known and that criminal abortions
were severely punished.8 We are also told, however, that
abortion was practiced in Greek times as well as in the Roman
Era,9 and that "it was resorted to without scruple."10 The
Ephesian, Soranos, often described as the greatest of the
ancient gynecologists, appears to have been generally opposed
to Rome's prevailing free-abortion practices. He found it
necessary to think first of the life of the mother, and he
resorted to abortion when, upon this standard, he felt the
procedure advisable.11 Greek and Roman law afforded little
protection to the unborn. If abortion was prosecuted in some
places, it seems to have been based on a concept of a
violation of the father's right to his offspring. Ancient
religion did not bar abortion.12
2. The Hippocratic Oath. What then of the famous Oath that has
stood so long as the ethical guide of the medical profession
and that bears the name of the great Greek (460(?)-377(?) B.
C.), who has been described [410 U.S. 113, 131] as the Father
of Medicine, the "wisest and the greatest practitioner of his
art," and the "most important and most complete medical
personality of antiquity," who dominated the medical schools
of his time, and who typified the sum of the medical knowledge
of the past?13 The Oath varies somewhat according to the
particular translation, but in any translation the content is
clear: "I will give no deadly medicine to anyone if asked, nor
suggest any such counsel; and in like manner I will not give
to a woman a pessary to produce abortion,"14 or "I will
neither give a deadly drug to anybody if asked for it, nor
will I make a suggestion to this effect. Similarly, I will not
give to a woman an abortive remedy."15
Although the Oath is not mentioned in any of the principal
briefs in this case or in Doe v. Bolton, post, p. 179, it
represents the apex of the development of strict ethical
concepts in medicine, and its influence endures to this day.
Why did not the authority of Hippocrates dissuade abortion
practice in his time and that of Rome? The late Dr. Edelstein
provides us with a theory:16 The Oath was not uncontested even
in Hippocrates' day; only the Pythagorean school of
philosophers frowned upon the related act of suicide. Most
Greek thinkers, on the other hand, commended abortion, at
least prior to viability. See Plato, Republic, V, 461;
Aristotle, Politics, VII, 1335b 25. For the Pythagoreans,
however, it was a matter of dogma. For them the embryo was
animate from the moment of conception, and abortion meant
destruction of a living being. The abortion clause of the
Oath, therefore, "echoes Pythagorean doctrines," [410 U.S.
113, 132] and "[i]n no other stratum of Greek opinion were
such views held or proposed in the same spirit of
uncompromising austerity."17
Dr. Edelstein then concludes that the Oath originated in a
group representing only a small segment of Greek opinion and
that it certainly was not accepted by all ancient physicians.
He points out that medical writings down to Galen (A. D.
130-200) "give evidence of the violation of almost every one
of its injunctions."18 But with the end of antiquity a decided
change took place. Resistance against suicide and against
abortion became common. The Oath came to be popular. The
emerging teachings of Christianity were in agreement with the
Pythagorean ethic. The Oath "became the nucleus of all medical
ethics" and "was applauded as the embodiment of truth." Thus,
suggests Dr. Edelstein, it is "a Pythagorean manifesto and not
the expression of an absolute standard of medical conduct."19
This, it seems to us, is a satisfactory and acceptable
explanation of the Hippocratic Oath's apparent rigidity. It
enables us to understand, in historical context, a
long-accepted and revered statement of medical ethics.
3. The common law. It is undisputed that at common law,
abortion performed before "quickening" - the first
recognizable movement of the fetus in utero, appearing usually
from the 16th to the 18th week of pregnancy20 - was not an
indictable offense.21 The absence [410 U.S. 113, 133] of a
common-law crime for pre-quickening abortion appears to have
developed from a confluence of earlier philosophical,
theological, and civil and canon law concepts of when life
begins. These disciplines variously approached the question in
terms of the point at which the embryo or fetus became
"formed" or recognizably human, or in terms of when a "person"
came into being, that is, infused with a "soul" or "animated."
A loose consensus evolved in early English law that these
events occurred at some point between conception and live
birth.22 This was "mediate animation." Although [410 U.S. 113,
134] Christian theology and the canon law came to fix the
point of animation at 40 days for a male and 80 days for a
female, a view that persisted until the 19th century, there
was otherwise little agreement about the precise time of
formation or animation. There was agreement, however, that
prior to this point the fetus was to be regarded as part of
the mother, and its destruction, therefore, was not homicide.
Due to continued uncertainty about the precise time when
animation occurred, to the lack of any empirical basis for the
40-80-day view, and perhaps to Aquinas' definition of movement
as one of the two first principles of life, Bracton focused
upon quickening as the critical point. The significance of
quickening was echoed by later common-law scholars and found
its way into the received common law in this country.
Whether abortion of a quick fetus was a felony at common law,
or even a lesser crime, is still disputed. Bracton, writing
early in the 13th century, thought it homicide.23 But the
later and predominant view, following the great common-law
scholars, has been that it was, at most, a lesser offense. In
a frequently cited [410 U.S. 113, 135] passage, Coke took the
position that abortion of a woman "quick with childe" is "a
great misprision, and no murder."24 Blackstone followed,
saying that while abortion after quickening had once been
considered manslaughter (though not murder), "modern law" took
a less severe view.25 A recent review of the common-law
precedents argues, however, that those precedents contradict
Coke and that even post-quickening abortion was never
established as a common-law crime.26 This is of some
importance because while most American courts ruled, in
holding or dictum, that abortion of an unquickened fetus was
not criminal under their received common law,27 others
followed Coke in stating that abortion [410 U.S. 113, 136] of
a quick fetus was a "misprision," a term they translated to
mean "misdemeanor."28 That their reliance on Coke on this
aspect of the law was uncritical and, apparently in all the
reported cases, dictum (due probably to the paucity of
common-law prosecutions for post-quickening abortion), makes
it now appear doubtful that abortion was ever firmly
established as a common-law crime even with respect to the
destruction of a quick fetus.
4. The English statutory law. England's first criminal
abortion statute, Lord Ellenborough's Act, 43 Geo. 3, c. 58,
came in 1803. It made abortion of a quick fetus, 1, a capital
crime, but in 2 it provided lesser penalties for the felony of
abortion before quickening, and thus preserved the
"quickening" distinction. This contrast was continued in the
general revision of 1828, 9 Geo. 4, c. 31, 13. It disappeared,
however, together with the death penalty, in 1837, 7 Will. 4 &
1 Vict., c. 85. 6, and did not reappear in the Offenses
Against the Person Act of 1861, 24 & 25 Vict., c. 100, 59,
that formed the core of English anti-abortion law until the
liberalizing reforms of 1967. In 1929, the Infant Life
(Preservation) Act, 19 & 20 Geo. 5, c. 34, came into being.
Its emphasis was upon the destruction of "the life of a child
capable of being born alive." It made a willful act performed
with the necessary intent a felony. It contained a proviso
that one was not to be [410 U.S. 113, 137] found guilty of the
offense "unless it is proved that the act which caused the
death of the child was not done in good faith for the purpose
only of preserving the life of the mother."
A seemingly notable development in the English law was the
case of Rex v. Bourne, 1939. 1 K. B. 687. This case apparently
answered in the affirmative the question whether an abortion
necessary to preserve the life of the pregnant woman was
excepted from the criminal penalties of the 1861 Act. In his
instructions to the jury, Judge Macnaghten referred to the
1929 Act, and observed that that Act related to "the case
where a child is killed by a wilful act at the time when it is
being delivered in the ordinary course of nature." Id., at
691. He concluded that the 1861 Act's use of the word
"unlawfully," imported the same meaning expressed by the
specific proviso in the 1929 Act, even though there was no
mention of preserving the mother's life in the 1861 Act. He
then construed the phrase "preserving the life of the mother"
broadly, that is, "in a reasonable sense," to include a
serious and permanent threat to the mother's health, and
instructed the jury to acquit Dr. Bourne if it found he had
acted in a good-faith belief that the abortion was necessary
for this purpose. Id., at 693-694. The jury did acquit.
Recently, Parliament enacted a new abortion law. This is the
Abortion Act of 1967, 15 & 16 Eliz. 2, c. 87. The Act permits
a licensed physician to perform an abortion where two other
licensed physicians agree (a) "that the continuance of the
pregnancy would involve risk to the life of the pregnant
woman, or of injury to the physical or mental health of the
pregnant woman or any existing children of her family, greater
than if the pregnancy were terminated," or (b) "that there is
a substantial risk that if the child were born it would suffer
from such physical or mental abnormalities as [410 U.S. 113,
138] to be seriously handicapped." The Act also provides that,
in making this determination, "account may be taken of the
pregnant woman's actual or reasonably foreseeable
environment." It also permits a physician, without the
concurrence of others, to terminate a pregnancy where he is of
the good-faith opinion that the abortion "is immediately
necessary to save the life or to prevent grave permanent
injury to the physical or mental health of the pregnant
woman."
5. The American law. In this country, the law in effect in all
but a few States until mid-19th century was the pre-existing
English common law. Connecticut, the first State to enact
abortion legislation, adopted in 1821 that part of Lord
Ellenborough's Act that related to a woman "quick with
child."29 The death penalty was not imposed. Abortion before
quickening was made a crime in that State only in 1860.30 In
1828, New York enacted legislation31 that, in two respects,
was to serve as a model for early anti-abortion statutes.
First, while barring destruction of an unquickened fetus as
well as a quick fetus, it made the former only a misdemeanor,
but the latter second-degree manslaughter. Second, it
incorporated a concept of therapeutic abortion by providing
that an abortion was excused if it "shall have been necessary
to preserve the life of such mother, or shall have been
advised by two physicians to be necessary for such purpose."
By 1840, when Texas had received the common law,32 only eight
American States [410 U.S. 113, 139] had statutes dealing with
abortion.33 It was not until after the War Between the States
that legislation began generally to replace the common law.
Most of these initial statutes dealt severely with abortion
after quickening but were lenient with it before quickening.
Most punished attempts equally with completed abortions. While
many statutes included the exception for an abortion thought
by one or more physicians to be necessary to save the mother's
life, that provision soon disappeared and the typical law
required that the procedure actually be necessary for that
purpose.
Gradually, in the middle and late 19th century the quickening
distinction disappeared from the statutory law of most States
and the degree of the offense and the penalties were
increased. By the end of the 1950's, a large majority of the
jurisdictions banned abortion, however and whenever performed,
unless done to save or preserve the life of the mother.34 The
exceptions, Alabama and the District of Columbia, permitted
abortion to preserve the mother's health.35 Three States
permitted abortions that were not "unlawfully" performed or
that were not "without lawful justification," leaving
interpretation of those standards to the courts.36 In [410
U.S. 113, 140] the past several years, however, a trend toward
liberalization of abortion statutes has resulted in adoption,
by about one-third of the States, of less stringent laws, most
of them patterned after the ALI Model Penal Code, 230.3,37 set
forth as Appendix B to the opinion in Doe v. Bolton, post, p.
205.
It is thus apparent that at common law, at the time of the
adoption of our Constitution, and throughout the major portion
of the 19th century, abortion was viewed with less disfavor
than under most American statutes currently in effect.
Phrasing it another way, a woman enjoyed a substantially
broader right to terminate a pregnancy than she does in most
States today. At least with respect to the early stage of
pregnancy, and very possibly without such a limitation, the
opportunity [410 U.S. 113, 141] to make this choice was
present in this country well into the 19th century. Even
later, the law continued for some time to treat less
punitively an abortion procured in early pregnancy.
6. The position of the American Medical Association. The
anti-abortion mood prevalent in this country in the late 19th
century was shared by the medical profession. Indeed, the
attitude of the profession may have played a significant role
in the enactment of stringent criminal abortion legislation
during that period.
An AMA Committee on Criminal Abortion was appointed in May
1857. It presented its report, 12 Trans. of the Am. Med. Assn.
73-78 (1859), to the Twelfth Annual Meeting. That report
observed that the Committee had been appointed to investigate
criminal abortion "with a view to its general suppression." It
deplored abortion and its frequency and it listed three causes
of "this general demoralization":
"The first of these causes is a wide-spread popular ignorance
of the true character of the crime - a belief, even among
mothers themselves, that the foetus is not alive till after
the period of quickening.
"The second of the agents alluded to is the fact that the
profession themselves are frequently supposed careless of
foetal life . . . .
"The third reason of the frightful extent of this crime is
found in the grave defects of our laws, both common and
statute, as regards the independent and actual existence of
the child before birth, as a living being. These errors, which
are sufficient in most instances to prevent conviction, are
based, and only based, upon mistaken and exploded medical
dogmas. With strange inconsistency, the law fully acknowledges
the foetus in utero and its inherent rights, for civil
purposes; while personally and as criminally affected, it
fails to recognize it, [410 U.S. 113, 142] and to its life as
yet denies all protection." Id., at 75-76.
The Committee then offered, and the Association adopted,
resolutions protesting "against such unwarrantable destruction
of human life," calling upon state legislatures to revise
their abortion laws, and requesting the cooperation of state
medical societies "in pressing the subject." Id., at 28, 78.
In 1871 a long and vivid report was submitted by the Committee
on Criminal Abortion. It ended with the observation, "We had
to deal with human life. In a matter of less importance we
could entertain no compromise. An honest judge on the bench
would call things by their proper names. We could do no less."
22 Trans. of the Am. Med. Assn. 258 (1871). It proffered
resolutions, adopted by the Association, id., at 38-39,
recommending, among other things, that it "be unlawful and
unprofessional for any physician to induce abortion or
premature labor, without the concurrent opinion of at least
one respectable consulting physician, and then always with a
view to the safety of the child - if that be possible," and
calling "the attention of the clergy of all denominations to
the perverted views of morality entertained by a large class
of females - aye, and men also, on this important question."
Except for periodic condemnation of the criminal abortionist,
no further formal AMA action took place until 1967. In that
year, the Committee on Human Reproduction urged the adoption
of a stated policy of opposition to induced abortion, except
when there is "documented medical evidence" of a threat to the
health or life of the mother, or that the child "may be born
with incapacitating physical deformity or mental deficiency,"
or that a pregnancy "resulting from legally established
statutory or forcible rape or incest may constitute a threat
to the mental or physical health of the [410 U.S. 113, 143]
patient," two other physicians "chosen because of their
recognized professional competence have examined the patient
and have concurred in writing," and the procedure "is
performed in a hospital accredited by the Joint Commission on
Accreditation of Hospitals." The providing of medical
information by physicians to state legislatures in their
consideration of legislation regarding therapeutic abortion
was "to be considered consistent with the principles of ethics
of the American Medical Association." This recommendation was
adopted by the House of Delegates. Proceedings of the AMA
House of Delegates 40-51 (June 1967).
In 1970, after the introduction of a variety of proposed
resolutions, and of a report from its Board of Trustees, a
reference committee noted "polarization of the medical
profession on this controversial issue"; division among those
who had testified; a difference of opinion among AMA councils
and committees; "the remarkable shift in testimony" in six
months, felt to be influenced "by the rapid changes in state
laws and by the judicial decisions which tend to make abortion
more freely available;" and a feeling "that this trend will
continue." On June 25, 1970, the House of Delegates adopted
preambles and most of the resolutions proposed by the
reference committee. The preambles emphasized "the best
interests of the patient," "sound clinical judgment," and
"informed patient consent," in contrast to "mere acquiescence
to the patient's demand." The resolutions asserted that
abortion is a medical procedure that should be performed by a
licensed physician in an accredited hospital only after
consultation with two other physicians and in conformity with
state law, and that no party to the procedure should be
required to violate personally held moral principles.38
Proceedings [410 U.S. 113, 144] of the AMA House of Delegates
220 (June 1970). The AMA Judicial Council rendered a
complementary opinion.39
7. The position of the American Public Health Association. In
October 1970, the Executive Board of the APHA adopted
Standards for Abortion Services. These were five in number:
"a. Rapid and simple abortion referral must be readily
available through state and local public [410 U.S. 113, 145]
health departments, medical societies, or other nonprofit
organizations.
"b. An important function of counselling should be to simplify
and expedite the provision of abortion services; it should not
delay the obtaining of these services.
"c. Psychiatric consultation should not be mandatory. As in
the case of other specialized medical services, psychiatric
consultation should be sought for definite indications and not
on a routine basis.
"d. A wide range of individuals from appropriately trained,
sympathetic volunteers to highly skilled physicians may
qualify as abortion counselors.
"e. Contraception and/or sterilization should be discussed
with each abortion patient." Recommended Standards for
Abortion Services, 61 Am. J. Pub. Health 396 (1971).
Among factors pertinent to life and health risks associated
with abortion were three that "are recognized as important":
"a. the skill of the physician,
"b. the environment in which the abortion is performed, and
above all
"c. the duration of pregnancy, as determined by uterine size
and confirmed by menstrual history." Id., at 397.
It was said that "a well-equipped hospital" offers more
protection "to cope with unforeseen difficulties than an
office or clinic without such resources. . . . The factor of
gestational age is of overriding importance." Thus, it was
recommended that abortions in the second trimester and early
abortions in the presence of existing medical complications be
performed in hospitals as inpatient procedures. For
pregnancies in the first trimester, [410 U.S. 113, 146]
abortion in the hospital with or without overnight stay "is
probably the safest practice." An abortion in an extramural
facility, however, is an acceptable alternative "provided
arrangements exist in advance to admit patients promptly if
unforeseen complications develop." Standards for an abortion
facility were listed. It was said that at present abortions
should be performed by physicians or osteopaths who are
licensed to practice and who have "adequate training." Id., at
398.
8. The position of the American Bar Association. At its
meeting in February 1972 the ABA House of Delegates approved,
with 17 opposing votes, the Uniform Abortion Act that had been
drafted and approved the preceding August by the Conference of
Commissioners on Uniform State Laws. 58 A. B. A. J. 380
(1972). We set forth the Act in full in the margin.40 The [410
U.S. 113, 147] Conference has appended an enlightening
Prefatory Note.41
VII
Three reasons have been advanced to explain historically the
enactment of criminal abortion laws in the 19th century and to
justify their continued existence. [410 U.S. 113, 148]
It has been argued occasionally that these laws were the
product of a Victorian social concern to discourage illicit
sexual conduct. Texas, however, does not advance this
justification in the present case, and it appears that no
court or commentator has taken the argument seriously.42 The
appellants and amici contend, moreover, that this is not a
proper state purpose at all and suggest that, if it were, the
Texas statutes are overbroad in protecting it since the law
fails to distinguish between married and unwed mothers.
A second reason is concerned with abortion as a medical
procedure. When most criminal abortion laws were first
enacted, the procedure was a hazardous one for the woman.43
This was particularly true prior to the [410 U.S. 113, 149]
development of antisepsis. Antiseptic techniques, of course,
were based on discoveries by Lister, Pasteur, and others first
announced in 1867, but were not generally accepted and
employed until about the turn of the century. Abortion
mortality was high. Even after 1900, and perhaps until as late
as the development of antibiotics in the 1940's, standard
modern techniques such as dilation and curettage were not
nearly so safe as they are today. Thus, it has been argued
that a State's real concern in enacting a criminal abortion
law was to protect the pregnant woman, that is, to restrain
her from submitting to a procedure that placed her life in
serious jeopardy.
Modern medical techniques have altered this situation.
Appellants and various amici refer to medical data indicating
that abortion in early pregnancy, that is, prior to the end of
the first trimester, although not without its risk, is now
relatively safe. Mortality rates for women undergoing early
abortions, where the procedure is legal, appear to be as low
as or lower than the rates for normal childbirth.44
Consequently, any interest of the State in protecting the
woman from an inherently hazardous procedure, except when it
would be equally dangerous for her to forgo it, has largely
disappeared. Of course, important state interests in the areas
of health and medical standards do remain. [410 U.S. 113, 150]
The State has a legitimate interest in seeing to it that
abortion, like any other medical procedure, is performed under
circumstances that insure maximum safety for the patient. This
interest obviously extends at least to the performing
physician and his staff, to the facilities involved, to the
availability of after-care, and to adequate provision for any
complication or emergency that might arise. The prevalence of
high mortality rates at illegal "abortion mills" strengthens,
rather than weakens, the State's interest in regulating the
conditions under which abortions are performed. Moreover, the
risk to the woman increases as her pregnancy continues. Thus,
the State retains a definite interest in protecting the
woman's own health and safety when an abortion is proposed at
a late stage of pregnancy.
The third reason is the State's interest - some phrase it in
terms of duty - in protecting prenatal life. Some of the
argument for this justification rests on the theory that a new
human life is present from the moment of conception.45 The
State's interest and general obligation to protect life then
extends, it is argued, to prenatal life. Only when the life of
the pregnant mother herself is at stake, balanced against the
life she carries within her, should the interest of the embryo
or fetus not prevail. Logically, of course, a legitimate state
interest in this area need not stand or fall on acceptance of
the belief that life begins at conception or at some other
point prior to live birth. In assessing the State's interest,
recognition may be given to the less rigid claim that as long
as at least potential life is involved, the State may assert
interests beyond the protection of the pregnant woman alone.
[410 U.S. 113, 151]
Parties challenging state abortion laws have sharply disputed
in some courts the contention that a purpose of these laws,
when enacted, was to protect prenatal life.46 Pointing to the
absence of legislative history to support the contention, they
claim that most state laws were designed solely to protect the
woman. Because medical advances have lessened this concern, at
least with respect to abortion in early pregnancy, they argue
that with respect to such abortions the laws can no longer be
justified by any state interest. There is some scholarly
support for this view of original purpose.47 The few state
courts called upon to interpret their laws in the late 19th
and early 20th centuries did focus on the State's interest in
protecting the woman's health rather than in preserving the
embryo and fetus.48 Proponents of this view point out that in
many States, including Texas,49 by statute or judicial
interpretation, the pregnant woman herself could not be
prosecuted for self-abortion or for cooperating in an abortion
performed upon her by another.50 They claim that adoption of
the "quickening" distinction through received common [410 U.S.
113, 152] law and state statutes tacitly recognizes the
greater health hazards inherent in late abortion and impliedly
repudiates the theory that life begins at conception.
It is with these interests, and the weight to be attached to
them, that this case is concerned.
VIII
The Constitution does not explicitly mention any right of
privacy. In a line of decisions, however, going back perhaps
as far as Union Pacific R. Co. v. Botsford, 141 U.S. 250, 251
(1891), the Court has recognized that a right of personal
privacy, or a guarantee of certain areas or zones of privacy,
does exist under the Constitution. In varying contexts, the
Court or individual Justices have, indeed, found at least the
roots of that right in the First Amendment, Stanley v.
Georgia, 394 U.S. 557, 564 (1969); in the Fourth and Fifth
Amendments, Terry v. Ohio, 392 U.S. 1, 8-9 (1968), Katz v.
United States, 389 U.S. 347, 350 (1967), Boyd v. United
States, 116 U.S. 616 (1886), see Olmstead v. United States,
277 U.S. 438, 478 (1928) (Brandeis, J., dissenting); in the
penumbras of the Bill of Rights, Griswold v. Connecticut, 381
U.S., at 484-485; in the Ninth Amendment, id., at 486
(Goldberg, J., concurring); or in the concept of liberty
guaranteed by the first section of the Fourteenth Amendment,
see Meyer v. Nebraska, 262 U.S. 390, 399 (1923). These
decisions make it clear that only personal rights that can be
deemed "fundamental" or "implicit in the concept of ordered
liberty," Palko v. Connecticut, 302 U.S. 319, 325 (1937), are
included in this guarantee of personal privacy. They also make
it clear that the right has some extension to activities
relating to marriage, Loving v. Virginia, 388 U.S. 1, 12
(1967); procreation, Skinner v. Oklahoma, 316 U.S. 535,
541-542 (1942); contraception, Eisenstadt v. Baird, 405 U.S.,
at 453-454; id., at 460, 463-465 [410 U.S. 113, 153] (WHITE,
J., concurring in result); family relationships, Prince v.
Massachusetts, 321 U.S. 158, 166 (1944); and child rearing and
education, Pierce v. Society of Sisters, 268 U.S. 510, 535
(1925), Meyer v. Nebraska, supra.
This right of privacy, whether it be founded in the Fourteenth
Amendment's concept of personal liberty and restrictions upon
state action, as we feel it is, or, as the District Court
determined, in the Ninth Amendment's reservation of rights to
the people, is broad enough to encompass a woman's decision
whether or not to terminate her pregnancy. The detriment that
the State would impose upon the pregnant woman by denying this
choice altogether is apparent. Specific and direct harm
medically diagnosable even in early pregnancy may be involved.
Maternity, or additional offspring, may force upon the woman a
distressful life and future. Psychological harm may be
imminent. Mental and physical health may be taxed by child
care. There is also the distress, for all concerned,
associated with the unwanted child, and there is the problem
of bringing a child into a family already unable,
psychologically and otherwise, to care for it. In other cases,
as in this one, the additional difficulties and continuing
stigma of unwed motherhood may be involved. All these are
factors the woman and her responsible physician necessarily
will consider in consultation.
On the basis of elements such as these, appellant and some
amici argue that the woman's right is absolute and that she is
entitled to terminate her pregnancy at whatever time, in
whatever way, and for whatever reason she alone chooses. With
this we do not agree. Appellant's arguments that Texas either
has no valid interest at all in regulating the abortion
decision, or no interest strong enough to support any
limitation upon the woman's sole determination, are
unpersuasive. The [410 U.S. 113, 154] Court's decisions
recognizing a right of privacy also acknowledge that some
state regulation in areas protected by that right is
appropriate. As noted above, a State may properly assert
important interests in safeguarding health, in maintaining
medical standards, and in protecting potential life. At some
point in pregnancy, these respective interests become
sufficiently compelling to sustain regulation of the factors
that govern the abortion decision. The privacy right involved,
therefore, cannot be said to be absolute. In fact, it is not
clear to us that the claim asserted by some amici that one has
an unlimited right to do with one's body as one pleases bears
a close relationship to the right of privacy previously
articulated in the Court's decisions. The Court has refused to
recognize an unlimited right of this kind in the past.
Jacobson v. Massachusetts, 197 U.S. 11 (1905) (vaccination);
Buck v. Bell, 274 U.S. 200 (1927) (sterilization).
We, therefore, conclude that the right of personal privacy
includes the abortion decision, but that this right is not
unqualified and must be considered against important state
interests in regulation.
We note that those federal and state courts that have recently
considered abortion law challenges have reached the same
conclusion. A majority, in addition to the District Court in
the present case, have held state laws unconstitutional, at
least in part, because of vagueness or because of overbreadth
and abridgment of rights. Abele v. Markle, 342 F. Supp. 800
(Conn. 1972), appeal docketed, No. 72-56; Abele v. Markle, 351
F. Supp. 224 (Conn. 1972), appeal docketed, No. 72-730; Doe v.
Bolton, 319 F. Supp. 1048 (ND Ga. 1970), appeal decided today,
post, p. 179; Doe v. Scott, 321 F. Supp. 1385 (ND Ill. 1971),
appeal docketed, No. 70-105; Poe v. Menghini, 339 F. Supp. 986
(Kan. 1972); YWCA v. Kugler, 342 F. Supp. 1048 (NJ 1972);
Babbitz v. McCann, [410 U.S. 113, 155] 310 F. Supp. 293 (ED
Wis. 1970), appeal dismissed, 400 U.S. 1 (1970); People v.
Belous, 71 Cal. 2d 954, 458 P.2d 194 (1969), cert. denied, 397
U.S. 915 (1970); State v. Barquet, 262 So.2d 431 (Fla. 1972).
Others have sustained state statutes. Crossen v. Attorney
General, 344 F. Supp. 587 (ED Ky. 1972), appeal docketed, No.
72-256; Rosen v. Louisiana State Board of Medical Examiners,
318 F. Supp. 1217 (ED La. 1970), appeal docketed, No. 70-42;
Corkey v. Edwards, 322 F. Supp. 1248 (WDNC 1971), appeal
docketed, No. 71-92; Steinberg v. Brown, 321 F. Supp. 741 (ND
Ohio 1970); Doe v. Rampton (Utah 1971), appeal docketed, No.
71-5666; Cheaney v. State, ___ Ind. ___, 285 N. E. 2d 265
(1972); Spears v. State, 257 So.2d 876 (Miss. 1972); State v.
Munson, 86 S. D. 663, 201 N. W. 2d 123 (1972), appeal
docketed, No. 72-631.
Although the results are divided, most of these courts have
agreed that the right of privacy, however based, is broad
enough to cover the abortion decision; that the right,
nonetheless, is not absolute and is subject to some
limitations; and that at some point the state interests as to
protection of health, medical standards, and prenatal life,
become dominant. We agree with this approach.
Where certain "fundamental rights" are involved, the Court has
held that regulation limiting these rights may be justified
only by a "compelling state interest," Kramer v. Union Free
School District, 395 U.S. 621, 627 (1969); Shapiro v.
Thompson, 394 U.S. 618, 634 (1969), Sherbert v. Verner, 374
U.S. 398, 406 (1963), and that legislative enactments must be
narrowly drawn to express only the legitimate state interests
at stake. Griswold v. Connecticut, 381 U.S., at 485; Aptheker
v. Secretary of State, 378 U.S. 500, 508 (1964); Cantwell v.
Connecticut, 310 U.S. 296, 307-308 (1940); see [410 U.S. 113,
156] Eisenstadt v. Baird, 405 U.S., at 460, 463-464 (WHITE,
J., concurring in result).
In the recent abortion cases, cited above, courts have
recognized these principles. Those striking down state laws
have generally scrutinized the State's interests in protecting
health and potential life, and have concluded that neither
interest justified broad limitations on the reasons for which
a physician and his pregnant patient might decide that she
should have an abortion in the early stages of pregnancy.
Courts sustaining state laws have held that the State's
determinations to protect health or prenatal life are dominant
and constitutionally justifiable.
IX
The District Court held that the appellee failed to meet his
burden of demonstrating that the Texas statute's infringement
upon Roe's rights was necessary to support a compelling state
interest, and that, although the appellee presented "several
compelling justifications for state presence in the area of
abortions," the statutes outstripped these justifications and
swept "far beyond any areas of compelling state interest." 314
F. Supp., at 1222-1223. Appellant and appellee both contest
that holding. Appellant, as has been indicated, claims an
absolute right that bars any state imposition of criminal
penalties in the area. Appellee argues that the State's
determination to recognize and protect prenatal life from and
after conception constitutes a compelling state interest. As
noted above, we do not agree fully with either formulation.
A. The appellee and certain amici argue that the fetus is a
"person" within the language and meaning of the Fourteenth
Amendment. In support of this, they outline at length and in
detail the well-known facts of fetal development. If this
suggestion of personhood is established, the appellant's case,
of course, collapses, [410 U.S. 113, 157] for the fetus' right
to life would then be guaranteed specifically by the
Amendment. The appellant conceded as much on reargument.51 On
the other hand, the appellee conceded on reargument52 that no
case could be cited that holds that a fetus is a person within
the meaning of the Fourteenth Amendment.
The Constitution does not define "person" in so many words.
Section 1 of the Fourteenth Amendment contains three
references to "person." The first, in defining "citizens,"
speaks of "persons born or naturalized in the United States."
The word also appears both in the Due Process Clause and in
the Equal Protection Clause. "Person" is used in other places
in the Constitution: in the listing of qualifications for
Representatives and Senators, Art. I, 2, cl. 2, and 3, cl. 3;
in the Apportionment Clause, Art. I, 2, cl. 3;53 in the
Migration and Importation provision, Art. I, 9, cl. 1; in the
Emolument Clause, Art. I, 9, cl. 8; in the Electors
provisions, Art. II, 1, cl. 2, and the superseded cl. 3; in
the provision outlining qualifications for the office of
President, Art. II, 1, cl. 5; in the Extradition provisions,
Art. IV, 2, cl. 2, and the superseded Fugitive Slave Clause 3;
and in the Fifth, Twelfth, and Twenty-second Amendments, as
well as in 2 and 3 of the Fourteenth Amendment. But in nearly
all these instances, the use of the word is such that it has
application only postnatally. None indicates, with any
assurance, that it has any possible pre-natal application.54
[410 U.S. 113, 158]
All this, together with our observation, supra, that
throughout the major portion of the 19th century prevailing
legal abortion practices were far freer than they are today,
persuades us that the word "person," as used in the Fourteenth
Amendment, does not include the unborn.55 This is in accord
with the results reached in those few cases where the issue
has been squarely presented. McGarvey v. Magee-Womens
Hospital, 340 F. Supp. 751 (WD Pa. 1972); Byrn v. New York
City Health & Hospitals Corp., 31 N. Y. 2d 194, 286 N. E. 2d
887 (1972), appeal docketed, No. 72-434; Abele v. Markle, 351
F. Supp. 224 (Conn. 1972), appeal docketed, No. 72-730. Cf.
Cheaney v. State, ___ Ind., at ___, 285 N. E. 2d, at 270;
Montana v. Rogers, 278 F.2d 68, 72 (CA7 1960), aff'd sub nom.
Montana v. Kennedy, 366 U.S. 308 (1961); Keeler v. Superior
Court, 2 Cal. 3d 619, 470 P.2d 617 (1970); State v. Dickinson,
28 [410 U.S. 113, 159] Ohio St. 2d 65, 275 N. E. 2d 599
(1971). Indeed, our decision in United States v. Vuitch, 402
U.S. 62 (1971), inferentially is to the same effect, for we
there would not have indulged in statutory interpretation
favorable to abortion in specified circumstances if the
necessary consequence was the termination of life entitled to
Fourteenth Amendment protection.
This conclusion, however, does not of itself fully answer the
contentions raised by Texas, and we pass on to other
considerations.
B. The pregnant woman cannot be isolated in her privacy. She
carries an embryo and, later, a fetus, if one accepts the
medical definitions of the developing young in the human
uterus. See Dorland's Illustrated Medical Dictionary 478-479,
547 (24th ed. 1965). The situation therefore is inherently
different from marital intimacy, or bedroom possession of
obscene material, or marriage, or procreation, or education,
with which Eisenstadt and Griswold, Stanley, Loving, Skinner,
and Pierce and Meyer were respectively concerned. As we have
intimated above, it is reasonable and appropriate for a State
to decide that at some point in time another interest, that of
health of the mother or that of potential human life, becomes
significantly involved. The woman's privacy is no longer sole
and any right of privacy she possesses must be measured
accordingly.
Texas urges that, apart from the Fourteenth Amendment, life
begins at conception and is present throughout pregnancy, and
that, therefore, the State has a compelling interest in
protecting that life from and after conception. We need not
resolve the difficult question of when life begins. When those
trained in the respective disciplines of medicine, philosophy,
and theology are unable to arrive at any consensus, the
judiciary, at this point in the development of man's
knowledge, is not in a position to speculate as to the answer.
[410 U.S. 113, 160]
It should be sufficient to note briefly the wide divergence of
thinking on this most sensitive and difficult question. There
has always been strong support for the view that life does not
begin until live birth. This was the belief of the Stoics.56
It appears to be the predominant, though not the unanimous,
attitude of the Jewish faith.57 It may be taken to represent
also the position of a large segment of the Protestant
community, insofar as that can be ascertained; organized
groups that have taken a formal position on the abortion issue
have generally regarded abortion as a matter for the
conscience of the individual and her family.58 As we have
noted, the common law found greater significance in
quickening. Physicians and their scientific colleagues have
regarded that event with less interest and have tended to
focus either upon conception, upon live birth, or upon the
interim point at which the fetus becomes "viable," that is,
potentially able to live outside the mother's womb, albeit
with artificial aid.59 Viability is usually placed at about
seven months (28 weeks) but may occur earlier, even at 24
weeks.60 The Aristotelian theory of "mediate animation," that
held sway throughout the Middle Ages and the Renaissance in
Europe, continued to be official Roman Catholic dogma until
the 19th century, despite opposition to this "ensoulment"
theory from those in the Church who would recognize the
existence of life from [410 U.S. 113, 161] the moment of
conception.61 The latter is now, of course, the official
belief of the Catholic Church. As one brief amicus discloses,
this is a view strongly held by many non-Catholics as well,
and by many physicians. Substantial problems for precise
definition of this view are posed, however, by new
embryological data that purport to indicate that conception is
a "process" over time, rather than an event, and by new
medical techniques such as menstrual extraction, the
"morning-after" pill, implantation of embryos, artificial
insemination, and even artificial wombs.62
In areas other than criminal abortion, the law has been
reluctant to endorse any theory that life, as we recognize it,
begins before live birth or to accord legal rights to the
unborn except in narrowly defined situations and except when
the rights are contingent upon live birth. For example, the
traditional rule of tort law denied recovery for prenatal
injuries even though the child was born alive.63 That rule has
been changed in almost every jurisdiction. In most States,
recovery is said to be permitted only if the fetus was viable,
or at least quick, when the injuries were sustained, though
few [410 U.S. 113, 162] courts have squarely so held.64 In a
recent development, generally opposed by the commentators,
some States permit the parents of a stillborn child to
maintain an action for wrongful death because of prenatal
injuries.65 Such an action, however, would appear to be one to
vindicate the parents' interest and is thus consistent with
the view that the fetus, at most, represents only the
potentiality of life. Similarly, unborn children have been
recognized as acquiring rights or interests by way of
inheritance or other devolution of property, and have been
represented by guardians ad litem.66 Perfection of the
interests involved, again, has generally been contingent upon
live birth. In short, the unborn have never been recognized in
the law as persons in the whole sense.
X
In view of all this, we do not agree that, by adopting one
theory of life, Texas may override the rights of the pregnant
woman that are at stake. We repeat, however, that the State
does have an important and legitimate interest in preserving
and protecting the health of the pregnant woman, whether she
be a resident of the State or a nonresident who seeks medical
consultation and treatment there, and that it has still
another important and legitimate interest in protecting the
potentiality of human life. These interests are separate and
distinct. Each grows in substantiality as the woman approaches
[410 U.S. 113, 163] term and, at a point during pregnancy,
each becomes "compelling."
With respect to the State's important and legitimate interest
in the health of the mother, the "compelling" point, in the
light of present medical knowledge, is at approximately the
end of the first trimester. This is so because of the
now-established medical fact, referred to above at 149, that
until the end of the first trimester mortality in abortion may
be less than mortality in normal childbirth. It follows that,
from and after this point, a State may regulate the abortion
procedure to the extent that the regulation reasonably relates
to the preservation and protection of maternal health.
Examples of permissible state regulation in this area are
requirements as to the qualifications of the person who is to
perform the abortion; as to the licensure of that person; as
to the facility in which the procedure is to be performed,
that is, whether it must be a hospital or may be a clinic or
some other place of less-than-hospital status; as to the
licensing of the facility; and the like.
This means, on the other hand, that, for the period of
pregnancy prior to this "compelling" point, the attending
physician, in consultation with his patient, is free to
determine, without regulation by the State, that, in his
medical judgment, the patient's pregnancy should be
terminated. If that decision is reached, the judgment may be
effectuated by an abortion free of interference by the State.
With respect to the State's important and legitimate interest
in potential life, the "compelling" point is at viability.
This is so because the fetus then presumably has the
capability of meaningful life outside the mother's womb. State
regulation protective of fetal life after viability thus has
both logical and biological justifications. If the State is
interested in protecting fetal life after viability, it may go
so far as to proscribe abortion [410 U.S. 113, 164] during
that period, except when it is necessary to preserve the life
or health of the mother.
Measured against these standards, Art. 1196 of the Texas Penal
Code, in restricting legal abortions to those "procured or
attempted by medical advice for the purpose of saving the life
of the mother," sweeps too broadly. The statute makes no
distinction between abortions performed early in pregnancy and
those performed later, and it limits to a single reason,
"saving" the mother's life, the legal justification for the
procedure. The statute, therefore, cannot survive the
constitutional attack made upon it here.
This conclusion makes it unnecessary for us to consider the
additional challenge to the Texas statute asserted on grounds
of vagueness. See United States v. Vuitch, 402 U.S., at 67-72.
XI
To summarize and to repeat:
1. A state criminal abortion statute of the current Texas
type, that excepts from criminality only a life-saving
procedure on behalf of the mother, without regard to pregnancy
stage and without recognition of the other interests involved,
is violative of the Due Process Clause of the Fourteenth
Amendment.
(a) For the stage prior to approximately the end of the first
trimester, the abortion decision and its effectuation must be
left to the medical judgment of the pregnant woman's attending
physician.
(b) For the stage subsequent to approximately the end of the
first trimester, the State, in promoting its interest in the
health of the mother, may, if it chooses, regulate the
abortion procedure in ways that are reasonably related to
maternal health.
(c) For the stage subsequent to viability, the State in
promoting its interest in the potentiality of human life [410
U.S. 113, 165] may, if it chooses, regulate, and even
proscribe, abortion except where it is necessary, in
appropriate medical judgment, for the preservation of the life
or health of the mother.
2. The State may define the term "physician," as it has been
employed in the preceding paragraphs of this Part XI of this
opinion, to mean only a physician currently licensed by the
State, and may proscribe any abortion by a person who is not a
physician as so defined.
In Doe v. Bolton, post, p. 179, procedural requirements
contained in one of the modern abortion statutes are
considered. That opinion and this one, of course, are to be
read together.67
This holding, we feel, is consistent with the relative weights
of the respective interests involved, with the lessons and
examples of medical and legal history, with the lenity of the
common law, and with the demands of the profound problems of
the present day. The decision leaves the State free to place
increasing restrictions on abortion as the period of pregnancy
lengthens, so long as those restrictions are tailored to the
recognized state interests. The decision vindicates the right
of the physician to administer medical treatment according to
his professional judgment up to the points where important
[410 U.S. 113, 166] state interests provide compelling
justifications for intervention. Up to those points, the
abortion decision in all its aspects is inherently, and
primarily, a medical decision, and basic responsibility for it
must rest with the physician. If an individual practitioner
abuses the privilege of exercising proper medical judgment,
the usual remedies, judicial and intra-professional, are
available.
XII
Our conclusion that Art. 1196 is unconstitutional means, of
course, that the Texas abortion statutes, as a unit, must
fall. The exception of Art. 1196 cannot be struck down
separately, for then the State would be left with a statute
proscribing all abortion procedures no matter how medically
urgent the case.
Although the District Court granted appellant Roe declaratory
relief, it stopped short of issuing an injunction against
enforcement of the Texas statutes. The Court has recognized
that different considerations enter into a federal court's
decision as to declaratory relief, on the one hand, and
injunctive relief, on the other. Zwickler v. Koota, 389 U.S.
241, 252-255 (1967); Dombrowski v. Pfister, 380 U.S. 479
(1965). We are not dealing with a statute that, on its face,
appears to abridge free expression, an area of particular
concern under Dombrowski and refined in Younger v. Harris, 401
U.S., at 50.
We find it unnecessary to decide whether the District Court
erred in withholding injunctive relief, for we assume the
Texas prosecutorial authorities will give full credence to
this decision that the present criminal abortion statutes of
that State are unconstitutional.
The judgment of the District Court as to intervenor Hallford
is reversed, and Dr. Hallford's complaint in intervention is
dismissed. In all other respects, the judgment [410 U.S. 113,
167] of the District Court is affirmed. Costs are allowed to
the appellee.
It is so ordered.
[For concurring opinion of MR. CHIEF JUSTICE BURGER, see post,
p. 207.]
[For concurring opinion of MR. JUSTICE DOUGLAS, see post, p.
209.]
[For dissenting opinion of MR. JUSTICE WHITE, see post, p.
221.]
Footnotes
[Footnote 1] "Article 1191. Abortion
"If any person shall designedly administer to a pregnant woman
or knowingly procure to be administered with her consent any
drug or medicine, or shall use towards her any violence or
means whatever externally or internally applied, and thereby
procure an abortion, he shall be confined in the penitentiary
not less than two nor more than five years; if it be done
without her consent, the punishment shall be doubled. By
`abortion' is meant that the life of the fetus or embryo shall
be destroyed in the woman's womb or that a premature birth
thereof be caused.
"Art. 1192. Furnishing the means
"Whoever furnishes the means for procuring an abortion knowing
the purpose intended is guilty as an accomplice.
"Art. 1193. Attempt at abortion
"If the means used shall fail to produce an abortion, the
offender is nevertheless guilty of an attempt to produce
abortion, provided [410 U.S. 113, 118] it be shown that such
means were calculated to produce that result, and shall be
fined not less than one hundred nor more than one thousand
dollars.
"Art. 1194. Murder in producing abortion
"If the death of the mother is occasioned by an abortion so
produced or by an attempt to effect the same it is murder."
"Art. 1196. By medical advice
"Nothing in this chapter applies to an abortion procured or
attempted by medical advice for the purpose of saving the life
of the mother."
The foregoing Articles, together with Art. 1195, compose
Chapter 9 of Title 15 of the Penal Code. Article 1195, not
attacked here, reads:
"Art. 1195. Destroying unborn child
"Whoever shall during parturition of the mother destroy the
vitality or life in a child in a state of being born and
before actual birth, which child would otherwise have been
born alive, shall be confined in the penitentiary for life or
for not less than five years."
[Footnote 2] Ariz. Rev. Stat. Ann. 13-211 (1956); Conn. Pub.
Act No. 1 (May 1972 special session) (in 4 Conn. Leg. Serv.
677 (1972)), and Conn. Gen. Stat. Rev. 53-29, 53-30 (1968) (or
unborn child); Idaho Code 18-601 (1948); Ill. Rev. Stat., c.
38, 23-1 (1971); Ind. Code 35-1-58-1 (1971); Iowa Code 701.1
(1971); Ky. Rev. Stat. 436.020 (1962); La. Rev. Stat. 37:1285
(6) (1964) (loss of medical license) (but see 14:87 (Supp.
1972) containing no exception for the life of the mother under
the criminal statute); Me. Rev. Stat. Ann., Tit. 17, 51
(1964); Mass. Gen. Laws Ann., c. 272, 19 (1970) (using the
term "unlawfully," construed to exclude an abortion to save
the mother's life, Kudish v. Bd. of Registration, 356 Mass.
98, 248 N. E. 2d 264 (1969)); Mich. Comp. Laws 750.14 (1948);
Minn. Stat. 617.18 (1971); Mo. Rev. Stat. 559.100 (1969);
Mont. Rev. Codes Ann. 94-401 (1969); Neb. Rev. Stat. 28-405
(1964); Nev. Rev. Stat. 200.220 (1967); N. H. Rev. Stat. Ann.
585:13 (1955); N. J. Stat. Ann. 2A:87-1 (1969) ("without
lawful justification"); N. D. Cent. Code 12-25-01, 12-25-02
(1960); Ohio Rev. Code Ann. 2901.16 (1953); Okla. Stat. Ann.,
Tit. 21, 861 (1972-1973 Supp.); Pa. Stat. Ann., Tit. 18, [410
U.S. 113, 119] 4718, 4719 (1963) ("unlawful"); R. I. Gen. Laws
Ann. 11-3-1 (1969); S. D. Comp. Laws Ann. 22-17-1 (1967);
Tenn. Code Ann. 39-301, 39-302 (1956); Utah Code Ann. 76-2-1,
76-2-2 (1953); Vt. Stat. Ann., Tit. 13, 101 (1958); W. Va.
Code Ann. 61-2-8 (1966); Wis. Stat. 940.04 (1969); Wyo. Stat.
Ann. 6-77, 6-78 (1957).
[Footnote 3] Long ago, a suggestion was made that the Texas
statutes were unconstitutionally vague because of definitional
deficiencies. The Texas Court of Criminal Appeals disposed of
that suggestion peremptorily, saying only,
"It is also insisted in the motion in arrest of judgment that
the statute is unconstitutional and void in that it does not
sufficiently define or describe the offense of abortion. We do
not concur in respect to this question." Jackson v. State, 55
Tex. Cr. R. 79, 89, 115 S. W. 262, 268 (1908).
The same court recently has held again that the State's
abortion statutes are not unconstitutionally vague or
overbroad. Thompson v. State (Ct. Crim. App. Tex. 1971),
appeal docketed, No. 71-1200. The court held that "the State
of Texas has a compelling interest to protect fetal life";
that Art. 1191 "is designed to protect fetal life"; that the
Texas homicide statutes, particularly Art. 1205 of the Penal
Code, are intended to protect a person "in existence by actual
birth" and thereby implicitly recognize other human life that
is not "in existence by actual birth"; that the definition of
human life is for the legislature and not the courts; that
Art. 1196 "is more definite than the District of Columbia
statute upheld in [United States v.] Vuitch" (402 U.S. 62);
and that the Texas statute "is [410 U.S. 113, 120] not vague
and indefinite or overbroad." A physician's abortion
conviction was affirmed.
In Thompson, n. 2, the court observed that any issue as to the
burden of proof under the exemption of Art. 1196 "is not
before us." But see Veevers v. State, 172 Tex. Cr. R. 162,
168-169, 354 S. W. 2d 161, 166-167 (1962). Cf. United States
v. Vuitch, 402 U.S. 62, 69-71 (1971).
[Footnote 4] The name is a pseudonym.
[Footnote 5] These names are pseudonyms.
[Footnote 6] The appellee twice states in his brief that the
hearing before the District Court was held on July 22, 1970.
Brief for Appellee 13. The docket entries, App. 2, and the
transcript, App. 76, reveal this to be an error. The July date
appears to be the time of the reporter's transcription. See
App. 77.
[Footnote 7] We need not consider what different result, if
any, would follow if Dr. Hallford's intervention were on
behalf of a class. His complaint in intervention does not
purport to assert a class suit and makes no reference to any
class apart from an allegation that he "and others similarly
situated" must necessarily guess at the meaning of Art. 1196.
His application for leave to intervene goes somewhat further,
for it asserts that plaintiff Roe does not adequately protect
the interest of the doctor "and the class of people who are
physicians . . . [and] the class of people who are . . .
patients . . . ." The leave application, however, is not the
complaint. Despite the District Court's statement to the
contrary, 314 F. Supp., at 1225, we fail to perceive the
essentials of a class suit in the Hallford complaint.
[Footnote 8] A. Castiglioni, A History of Medicine 84 (2d ed.
1947), E. Krumbhaar, translator and editor (hereinafter
Castiglioni).
[Footnote 9] J. Ricci, The Genealogy of Gynaecology 52, 84,
113, 149 (2d ed. 1950) (hereinafter Ricci); L. Lader, Abortion
75-77 (1966) (hereinafter Lader); K. Niswander, Medical
Abortion Practices in the United States, in Abortion and the
Law 37, 38-40 (D. Smith ed. 1967); G. Williams, The Sanctity
of Life and the Criminal Law 148 (1957) (hereinafter
Williams); J. Noonan, An Almost Absolute Value in History, in
The Morality of Abortion 1, 3-7 (J. Noonan ed. 1970)
(hereinafter Noonan); Quay, Justifiable Abortion - Medical and
Legal Foundations (pt. 2), 49 Geo. L. J. 395, 406-422 (1961)
(hereinafter Quay).
[Footnote 10] L. Edelstein, The Hippocratic Oath 10 (1943)
(hereinafter Edelstein). But see Castiglioni 227.
[Footnote 11] Edelstein 12; Ricci 113-114, 118-119; Noonan 5.
[Footnote 12] Edelstein 13-14.
[Footnote 13] Castiglioni 148.
[Footnote 14] Id., at 154.
[Footnote 15] Edelstein 3.
[Footnote 16] Id., at 12, 15-18.
[Footnote 17] Id., at 18; Lader 76.
[Footnote 18] Edelstein 63.
[Footnote 19] Id., at 64.
[Footnote 20] Dorland's Illustrated Medical Dictionary 1261
(24th ed. 1965).
[Footnote 21] E. Coke, Institutes III *50; 1 W. Hawkins, Pleas
of the Crown, c. 31, 16 (4th ed. 1762); 1 W. Blackstone,
Commentaries *129-130; M. Hale, Pleas of the Crown 433 (1st
Amer. ed. 1847). For discussions of the role of the quickening
concept in English common law, see Lader 78; Noonan 223-226;
Means, The Law of New [410 U.S. 113, 133] York Concerning
Abortion and the Status of the Foetus, 1664-1968: A Case of
Cessation of Constitutionality (pt. 1), 14 N. Y. L. F. 411,
418-428 (1968) (hereinafter Means I); Stern, Abortion: Reform
and the Law, 59 J. Crim. L. C. & P. S. 84 (1968) (hereinafter
Stern); Quay 430-432; Williams 152.
[Footnote 22] Early philosophers believed that the embryo or
fetus did not become formed and begin to live until at least
40 days after conception for a male, and 80 to 90 days for a
female. See, for example, Aristotle, Hist. Anim. 7.3.583b;
Gen. Anim. 2.3.736, 2.5.741; Hippocrates, Lib. de Nat. Puer.,
No. 10. Aristotle's thinking derived from his three-stage
theory of life: vegetable, animal, rational. The vegetable
stage was reached at conception, the animal at "animation,"
and the rational soon after live birth. This theory, together
with the 40/80 day view, came to be accepted by early
Christian thinkers.
The theological debate was reflected in the writings of St.
Augustine, who made a distinction between embryo inanimatus,
not yet endowed with a soul, and embryo animatus. He may have
drawn upon Exodus 21:22. At one point, however, he expressed
the view that human powers cannot determine the point during
fetal development at which the critical change occurs. See
Augustine, De Origine Animae 4.4 (Pub. Law 44.527). See also
W. Reany, The Creation of the Human Soul, c. 2 and 83-86
(1932); Huser, The Crime of Abortion in Canon Law 15 (Catholic
Univ. of America, Canon Law Studies No. 162, Washington, D.C.,
1942).
Galen, in three treatises related to embryology, accepted the
thinking of Aristotle and his followers. Quay 426-427. Later,
Augustine on abortion was incorporated by Gratian into the
Decretum, published about 1140. Decretum Magistri Gratiani
2.32.2.7 to 2.32.2.10, [410 U.S. 113, 134] in 1 Corpus Juris
Canonici 1122, 1123 (A. Friedburg, 2d ed. 1879). This Decretal
and the Decretals that followed were recognized as the
definitive body of canon law until the new Code of 1917.
For discussions of the canon-law treatment, see Means I, pp.
411-412; Noonan 20-26; Quay 426-430; see also J. Noonan,
Contraception: A History of Its Treatment by the Catholic
Theologians and Canonists 18-29 (1965).
[Footnote 23] Bracton took the position that abortion by blow
or poison was homicide "if the foetus be already formed and
animated, and particularly if it be animated." 2 H. Bracton,
De Legibus et Consuetudinibus Angliae 279 (T. Twiss ed. 1879),
or, as a later translation puts it, "if the foetus is already
formed or quickened, especially if it is quickened," 2 H.
Bracton, On the Laws and Customs of England 341 (S. Thorne ed.
1968). See Quay 431; see also 2 Fleta 60-61 (Book 1, c. 23)
(Selden Society ed. 1955).
[Footnote 24] E. Coke, Institutes III *50.
[Footnote 25] 1 W. Blackstone, Commentaries *129-130.
[Footnote 26] Means, The Phoenix of Abortional Freedom: Is a
Penumbral or Ninth-Amendment Right About to Arise from the
Nineteenth-Century Legislative Ashes of a Fourteenth-Century
Common-Law Liberty?, 17 N. Y. L. F. 335 (1971) (hereinafter
Means II). The author examines the two principal precedents
cited marginally by Coke, both contrary to his dictum, and
traces the treatment of these and other cases by earlier
commentators. He concludes that Coke, who himself participated
as an advocate in an abortion case in 1601, may have
intentionally misstated the law. The author even suggests a
reason: Coke's strong feelings against abortion, coupled with
his determination to assert common-law (secular) jurisdiction
to assess penalties for an offense that traditionally had been
an exclusively ecclesiastical or canon-law crime. See also
Lader 78-79, who notes that some scholars doubt that the
common law ever was applied to abortion; that the English
ecclesiastical courts seem to have lost interest in the
problem after 1527; and that the preamble to the English
legislation of 1803, 43 Geo. 3, c. 58, 1, referred to in the
text, infra, at 136, states that "no adequate means have been
hitherto provided for the prevention and punishment of such
offenses."
[Footnote 27] Commonwealth v. Bangs, 9 Mass. 387, 388 (1812);
Commonwealth v. Parker, 50 Mass. (9 Metc.) 263, 265-266
(1845); State v. Cooper, 22 N. J. L. 52, 58 (1849); Abrams v.
Foshee, 3 Iowa 274, 278-280 (1856); Smith v. Gaffard, 31 Ala.
45, 51 (1857); Mitchell v. Commonwealth, 78 Ky. 204, 210
(1879); Eggart v. State, 40 Fla. [410 U.S. 113, 136] 527, 532,
25 So. 144, 145 (1898); State v. Alcorn, 7 Idaho 599, 606, 64
P. 1014, 1016 (1901); Edwards v. State, 79 Neb. 251, 252, 112
N. W. 611, 612 (1907); Gray v. State, 77 Tex. Cr. R. 221, 224,
178 S. W. 337, 338 (1915); Miller v. Bennett, 190 Va. 162,
169, 56 S. E. 2d 217, 221 (1949). Contra, Mills v.
Commonwealth, 13 Pa. 631, 633 (1850); State v. Slagle, 83 N.C.
630, 632 (1880).
[Footnote 28] See Smith v. State, 33 Me. 48, 55 (1851); Evans
v. People, 49 N. Y. 86, 88 (1872); Lamb v. State, 67 Md. 524,
533, 10 A. 208 (1887).
[Footnote 29] Conn. Stat., Tit. 20, 14 (1821).
[Footnote 30] Conn. Pub. Acts, c. 71, 1 (1860).
[Footnote 31] N. Y. Rev. Stat., pt. 4, c. 1, Tit. 2, Art. 1,
9, p. 661, and Tit. 6, 21, p. 694 (1829).
[Footnote 32] Act of Jan. 20, 1840, 1, set forth in 2 H.
Gammel, Laws of Texas 177-178 (1898); see Grigsby v. Reib, 105
Tex. 597, 600, 153 S. W. 1124, 1125 (1913).
[Footnote 33] The early statutes are discussed in Quay
435-438. See also Lader 85-88; Stern 85-86; and Means II
375-376.
[Footnote 34] Criminal abortion statutes in effect in the
States as of 1961, together with historical statutory
development and important judicial interpretations of the
state statutes, are cited and quoted in Quay 447-520. See
Comment, A Survey of the Present Statutory and Case Law on
Abortion: The Contradictions and the Problems, 1972 U. Ill. L.
F. 177, 179, classifying the abortion statutes and listing 25
States as permitting abortion only if necessary to save or
preserve the mother's life.
[Footnote 35] Ala. Code, Tit. 14, 9 (1958); D.C. Code Ann.
22-201 (1967).
[Footnote 36] Mass. Gen. Laws Ann., c. 272, 19 (1970); N. J.
Stat. Ann. 2A:87-1 (1969); Pa. Stat. Ann., Tit. 18, 4718, 4719
(1963).
[Footnote 37] Fourteen States have adopted some form of the
ALI statute. See Ark. Stat. Ann. 41-303 to 41-310 (Supp.
1971); Calif. Health & Safety Code 25950-25955.5 (Supp. 1972);
Colo. Rev. Stat. Ann. 40-2-50 to 40-2-53 (Cum. Supp. 1967);
Del. Code Ann., Tit. 24, 1790-1793 (Supp. 1972); Florida Law
of Apr. 13, 1972, c. 72-196, 1972 Fla. Sess. Law Serv., pp.
380-382; Ga. Code 26-1201 to 26-1203 (1972); Kan. Stat. Ann.
21-3407 (Supp. 1971); Md. Ann. Code, Art. 43, 137-139 (1971);
Miss. Code Ann. 2223 (Supp. 1972); N. M. Stat. Ann. 40A-5-1 to
40A-5-3 (1972); N.C. Gen. Stat. 14-45.1 (Supp. 1971); Ore.
Rev. Stat. 435.405 to 435.495 (1971); S. C. Code Ann. 16-82 to
16-89 (1962 and Supp. 1971); Va. Code Ann. 18.1-62 to
18.1-62.3 (Supp. 1972). Mr. Justice Clark described some of
these States as having "led the way." Religion, Morality, and
Abortion: A Constitutional Appraisal, 2 Loyola U. (L. A.) L.
Rev. 1, 11 (1969).
By the end of 1970, four other States had repealed criminal
penalties for abortions performed in early pregnancy by a
licensed physician, subject to stated procedural and health
requirements. Alaska Stat. 11.15.060 (1970); Haw. Rev. Stat.
453-16 (Supp. 1971); N. Y. Penal Code 125.05, subd. 3 (Supp.
1972-1973); Wash. Rev. Code 9.02.060 to 9.02.080 (Supp. 1972).
The precise status of criminal abortion laws in some States is
made unclear by recent decisions in state and federal courts
striking down existing state laws, in whole or in part.
[Footnote 38] "Whereas, Abortion, like any other medical
procedure, should not be performed when contrary to the best
interests of the patient [410 U.S. 113, 144] since good
medical practice requires due consideration for the patient's
welfare and not mere acquiescence to the patient's demand; and
"Whereas, The standards of sound clinical judgment, which,
together with informed patient consent should be determinative
according to the merits of each individual case; therefore be
it
"RESOLVED, That abortion is a medical procedure and should be
performed only by a duly licensed physician and surgeon in an
accredited hospital acting only after consultation with two
other physicians chosen because of their professional
competency and in conformance with standards of good medical
practice and the Medical Practice Act of his State; and be it
further
"RESOLVED, That no physician or other professional personnel
shall be compelled to perform any act which violates his good
medical judgment. Neither physician, hospital, nor hospital
personnel shall be required to perform any act violative of
personally-held moral principles. In these circumstances good
medical practice requires only that the physician or other
professional personnel withdraw from the case so long as the
withdrawal is consistent with good medical practice."
Proceedings of the AMA House of Delegates 220 (June 1970).
[Footnote 39] "The Principles of Medical Ethics of the AMA do
not prohibit a physician from performing an abortion that is
performed in accordance with good medical practice and under
circumstances that do not violate the laws of the community in
which he practices.
"In the matter of abortions, as of any other medical
procedure, the Judicial Council becomes involved whenever
there is alleged violation of the Principles of Medical Ethics
as established by the House of Delegates."
[Footnote 40] "UNIFORM ABORTION ACT
"SECTION 1. [Abortion Defined; When Authorized.]
"(a) `Abortion' means the termination of human pregnancy with
an intention other than to produce a live birth or to remove a
dead fetus.
"(b) An abortion may be performed in this state only if it is
performed:
"(1) by a physician licensed to practice medicine [or
osteopathy] in this state or by a physician practicing
medicine [or osteopathy] in the employ of the government of
the United States or of this state, [and the abortion is
performed [in the physician's office or in a medical clinic,
or] in a hospital approved by the [Department of Health] or
operated by the United States, this state, or any department,
agency, or political subdivision of either;] or by a female
upon herself upon the advice of the physician; and
"(2) within 20. weeks after the commencement of the pregnancy
[or after 20. weeks only if the physician has reasonable cause
to believe (i) there is a substantial risk that continuance of
the pregnancy would endanger the life of the mother or would
gravely impair the physical or mental health of the mother,
(ii) that the child would be born with grave physical or
mental defect, or (iii) that [410 U.S. 113, 147] the pregnancy
resulted from rape or incest, or illicit intercourse with a
girl under the age of 16 years].
"SECTION 2. [Penalty.] Any person who performs or procures an
abortion other than authorized by this Act is guilty of a
[felony] and, upon conviction thereof, may be sentenced to pay
a fine not exceeding [$1,000] or to imprisonment [in the state
penitentiary] not exceeding [5 years], or both.
"SECTION 3. [Uniformity of Interpretation.] This Act shall be
construed to effectuate its general purpose to make uniform
the law with respect to the subject of this Act among those
states which enact it.
"SECTION 4. [Short Title.] This Act may be cited as the
Uniform Abortion Act.
"SECTION 5. [Severability.] If any provision of this Act or
the application thereof to any person or circumstance is held
invalid, the invalidity does not affect other provisions or
applications of this Act which can be given effect without the
invalid provision or application, and to this end the
provisions of this Act are severable.
"SECTION 6. [Repeal.] The following acts and parts of acts are
repealed: "(1) "(2) "(3)
"SECTION 7. [Time of Taking Effect.] This Act shall take
effect ________________."
[Footnote 41] "This Act is based largely upon the New York
abortion act following a review of the more recent laws on
abortion in several states and upon recognition of a more
liberal trend in laws on this subject. Recognition was given
also to the several decisions in state and federal courts
which show a further trend toward liberalization of abortion
laws, especially during the first trimester of pregnancy.
"Recognizing that a number of problems appeared in New York, a
shorter time period for `unlimited' abortions was advisable.
The [410 U.S. 113, 148] time period was bracketed to permit
the various states to insert a figure more in keeping with the
different conditions that might exist among the states.
Likewise, the language limiting the place or places in which
abortions may be performed was also bracketed to account for
different conditions among the states. In addition,
limitations on abortions after the initial `unlimited' period
were placed in brackets so that individual states may adopt
all or any of these reasons, or place further restrictions
upon abortions after the initial period.
"This Act does not contain any provision relating to medical
review committees or prohibitions against sanctions imposed
upon medical personnel refusing to participate in abortions
because of religious or other similar reasons, or the like.
Such provisions, while related, do not directly pertain to
when, where, or by whom abortions may be performed; however,
the Act is not drafted to exclude such a provision by a state
wishing to enact the same."
[Footnote 42] See, for example, YWCA v. Kugler, 342 F. Supp.
1048, 1074 (N. J. 1972); Abele v. Markle, 342 F. Supp. 800,
805-806 (Conn. 1972) (Newman, J., concurring in result),
appeal docketed, No. 72-56; Walsingham v. State, 250 So.2d
857, 863 (Ervin, J., concurring) (Fla. 1971); State v. Gedicke,
43 N. J. L. 86, 90 (1881); Means II 381-382.
[Footnote 43] See C. Haagensen & W. Lloyd, A Hundred Years of
Medicine 19 (1943).
[Footnote 44] Potts, Postconceptive Control of Fertility, 8
Int'l J. of G. & O. 957, 967 (1970) (England and Wales);
Abortion Mortality, 20 Morbidity and Mortality 208, 209 (June
12, 1971) (U.S. Dept. of HEW, Public Health Service) (New York
City); Tietze, United States: Therapeutic Abortions,
1963-1968, 59 Studies in Family Planning 5, 7 (1970); Tietze,
Mortality with Contraception and Induced Abortion, 45 Studies
in Family Planning 6 (1969) (Japan, Czechoslovakia, Hungary);
Tietze & Lehfeldt, Legal Abortion in Eastern Europe, 175 J. A.
M. A. 1149, 1152 (April 1961). Other sources are discussed in
Lader 17-23.
[Footnote 45] See Brief of Amicus National Right to Life
Committee; R. Drinan, The Inviolability of the Right to be
Born, in Abortion and the Law 107 (D. Smith ed. 1967);
Louisell, Abortion, The Practice of Medicine and the Due
Process of Law, 16 U. C. L. A. L. Rev. 233 (1969); Noonan 1.
[Footnote 46] See, e. g., Abele v. Markle, 342 F. Supp. 800
(Conn. 1972), appeal docketed, No. 72-56.
[Footnote 47] See discussions in Means I and Means II.
[Footnote 48] See, e. g., State v. Murphy, 27 N. J. L. 112,
114 (1858).
[Footnote 49] Watson v. State, 9 Tex. App. 237, 244-245
(1880); Moore v. State, 37 Tex. Cr. R. 552, 561, 40 S. W. 287,
290 (1897); Shaw v. State, 73 Tex. Cr. R. 337, 339, 165 S. W.
930, 931 (1914); Fondren v. State, 74 Tex. Cr. R. 552, 557,
169 S. W. 411, 414 (1914); Gray v. State, 77 Tex. Cr. R. 221,
229, 178 S. W. 337, 341 (1915). There is no immunity in Texas
for the father who is not married to the mother. Hammett v.
State, 84 Tex. Cr. R. 635, 209 S. W. 661 (1919); Thompson v.
State (Ct. Crim. App. Tex. 1971), appeal docketed, No.
71-1200.
[Footnote 50] See Smith v. State, 33 Me., at 55; In re Vince,
2 N. J. 443, 450, 67 A. 2d 141, 144 (1949). A short discussion
of the modern law on this issue is contained in the Comment to
the ALI's Model Penal Code 207.11, at 158 and nn. 35-37 (Tent.
Draft No. 9, 1959).
[Footnote 51] Tr. of Oral Rearg. 20-21.
[Footnote 52] Tr. of Oral Rearg. 24.
[Footnote 53] We are not aware that in the taking of any
census under this clause, a fetus has ever been counted.
[Footnote 54] When Texas urges that a fetus is entitled to
Fourteenth Amendment protection as a person, it faces a
dilemma. Neither in Texas nor in any other State are all
abortions prohibited. Despite broad proscription, an exception
always exists. The exception contained [410 U.S. 113, 158] in
Art. 1196, for an abortion procured or attempted by medical
advice for the purpose of saving the life of the mother, is
typical. But if the fetus is a person who is not to be
deprived of life without due process of law, and if the
mother's condition is the sole determinant, does not the Texas
exception appear to be out of line with the Amendment's
command?
There are other inconsistencies between Fourteenth Amendment
status and the typical abortion statute. It has already been
pointed out, n. 49, supra, that in Texas the woman is not a
principal or an accomplice with respect to an abortion upon
her. If the fetus is a person, why is the woman not a
principal or an accomplice? Further, the penalty for criminal
abortion specified by Art. 1195 is significantly less than the
maximum penalty for murder prescribed by Art. 1257 of the
Texas Penal Code. If the fetus is a person, may the penalties
be different?
[Footnote 55] Cf. the Wisconsin abortion statute, defining
"unborn child" to mean "a human being from the time of
conception until it is born alive," Wis. Stat. 940.04 (6)
(1969), and the new Connecticut Statute, Pub. Act No. 1 (May
1972 special session), declaring it to be the public policy of
the State and the legislative intent "to protect and preserve
human life from the moment of conception."
[Footnote 56] Edelstein 16.
[Footnote 57] Lader 97-99; D. Feldman, Birth Control in Jewish
Law 251-294 (1968). For a stricter view, see I. Jakobovits,
Jewish Views on Abortion, in Abortion and the Law 124 (D.
Smith ed. 1967).
[Footnote 58] Amicus Brief for the American Ethical Union et
al. For the position of the National Council of Churches and
of other denominations, see Lader 99-101.
[Footnote 59] L. Hellman & J. Pritchard, Williams Obstetrics
493 (14th ed. 1971); Dorland's Illustrated Medical Dictionary
1689 (24th ed. 1965).
[Footnote 60] Hellman & Pritchard, supra, n. 59, at 493.
[Footnote 61] For discussions of the development of the Roman
Catholic position, see D. Callahan, Abortion: Law, Choice, and
Morality 409-447 (1970); Noonan 1.
[Footnote 62] See Brodie, The New Biology and the Prenatal
Child, 9 J. Family L. 391, 397 (1970); Gorney, The New Biology
and the Future of Man, 15 U. C. L. A. L. Rev. 273 (1968);
Note, Criminal Law - Abortion - The "Morning-After Pill" and
Other Pre-Implantation Birth-Control Methods and the Law, 46
Ore. L. Rev. 211 (1967); G. Taylor, The Biological Time Bomb
32 (1968); A. Rosenfeld, The Second Genesis 138-139 (1969);
Smith, Through a Test Tube Darkly: Artificial Insemination and
the Law, 67 Mich. L. Rev. 127 (1968): Note, Artificial
Insemination and the Law, 1968 U. Ill. L. F. 203.
[Footnote 63] W. Prosser, The Law of Torts 335-338 (4th ed.
1971); 2 F. Harper & F. James, The Law of Torts 1028-1031
(1956); Note, 63 Harv. L. Rev. 173 (1949).
[Footnote 64] See cases cited in Prosser, supra, n. 63, at
336-338; Annotation, Action for Death of Unborn Child, 15 A.
L. R. 3d 992 (1967).
[Footnote 65] Prosser, supra, n. 63, at 338; Note, The Law and
the Unborn Child: The Legal and Logical Inconsistencies, 46
Notre Dame Law. 349, 354-360 (1971).
[Footnote 66] Louisell, Abortion, The Practice of Medicine and
the Due Process of Law, 16 U. C. L. A. L. Rev. 233, 235-238
(1969); Note, 56 Iowa L. Rev. 994, 999-1000 (1971); Note, The
Law and the Unborn Child, 46 Notre Dame Law. 349, 351-354
(1971).
[Footnote 67] Neither in this opinion nor in Doe v. Bolton,
post, p. 179, do we discuss the father's rights, if any exist
in the constitutional context, in the abortion decision. No
paternal right has been asserted in either of the cases, and
the Texas and the Georgia statutes on their face take no
cognizance of the father. We are aware that some statutes
recognize the father under certain circumstances. North
Carolina, for example, N.C. Gen. Stat. 14-45.1 (Supp. 1971),
requires written permission for the abortion from the husband
when the woman is a married minor, that is, when she is less
than 18 years of age, 41 N.C. A. G. 489 (1971); if the woman
is an unmarried minor, written permission from the parents is
required. We need not now decide whether provisions of this
kind are constitutional.
Concurring Opinion
MR. JUSTICE STEWART,
concurring.
In 1963, this Court, in Ferguson v. Skrupa, 372 U.S. 726,
purported to sound the death knell for the doctrine of
substantive due process, a doctrine under which many state
laws had in the past been held to violate the Fourteenth
Amendment. As Mr. Justice Black's opinion for the Court in
Skrupa put it: "We have returned to the original
constitutional proposition that courts do not substitute their
social and economic beliefs for the judgment of legislative
bodies, who are elected to pass laws." Id., at 730.1
Barely two years later, in Griswold v. Connecticut, 381 U.S.
479, the Court held a Connecticut birth control law
unconstitutional. In view of what had been so recently said in
Skrupa, the Court's opinion in Griswold understandably did its
best to avoid reliance on the Due Process Clause of the
Fourteenth Amendment as the ground for decision. Yet, the
Connecticut law did not violate any provision of the Bill of
Rights, nor any other specific provision of the Constitution.2
So it was clear [410 U.S. 113, 168] to me then, and it is
equally clear to me now, that the Griswold decision can be
rationally understood only as a holding that the Connecticut
statute substantively invaded the "liberty" that is protected
by the Due Process Clause of the Fourteenth Amendment.3 As so
understood, Griswold stands as one in a long line of pre-Skrupa
cases decided under the doctrine of substantive due process,
and I now accept it as such.
"In a Constitution for a free people, there can be no doubt
that the meaning of `liberty' must be broad indeed." Board of
Regents v. Roth, 408 U.S. 564, 572. The Constitution nowhere
mentions a specific right of personal choice in matters of
marriage and family life, but the "liberty" protected by the
Due Process Clause of the Fourteenth Amendment covers more
than those freedoms explicitly named in the Bill of Rights.
See Schware v. Board of Bar Examiners, 353 U.S. 232, 238-239;
Pierce v. Society of Sisters, 268 U.S. 510, 534-535; Meyer v.
Nebraska, 262 U.S. 390, 399-400. Cf. Shapiro v. Thompson, 394
U.S. 618, 629-630; United States v. Guest, 383 U.S. 745,
757-758; Carrington v. Rash, 380 U.S. 89, 96; Aptheker v.
Secretary of State, 378 U.S. 500, 505; Kent v. Dulles, 357
U.S. 116, 127; Bolling v. Sharpe, 347 U.S. 497, 499-500; Truax
v. Raich, 239 U.S. 33, 41. [410 U.S. 113, 169]
As Mr. Justice Harlan once wrote: "[T]he full scope of the
liberty guaranteed by the Due Process Clause cannot be found
in or limited by the precise terms of the specific guarantees
elsewhere provided in the Constitution. This `liberty' is not
a series of isolated points pricked out in terms of the taking
of property; the freedom of speech, press, and religion; the
right to keep and bear arms; the freedom from unreasonable
searches and seizures; and so on. It is a rational continuum
which, broadly speaking, includes a freedom from all
substantial arbitrary impositions and purposeless restraints .
. . and which also recognizes, what a reasonable and sensitive
judgment must, that certain interests require particularly
careful scrutiny of the state needs asserted to justify their
abridgment." Poe v. Ullman, 367 U.S. 497, 543 (opinion
dissenting from dismissal of appeal) (citations omitted). In
the words of Mr. Justice Frankfurter, "Great concepts like . .
. `liberty' . . . were purposely left to gather meaning from
experience. For they relate to the whole domain of social and
economic fact, and the statesmen who founded this Nation knew
too well that only a stagnant society remains unchanged."
National Mutual Ins. Co. v. Tidewater Transfer Co., 337 U.S.
582, 646 (dissenting opinion).
Several decisions of this Court make clear that freedom of
personal choice in matters of marriage and family life is one
of the liberties protected by the Due Process Clause of the
Fourteenth Amendment. Loving v. Virginia, 388 U.S. 1, 12;
Griswold v. Connecticut, supra; Pierce v. Society of Sisters,
supra; Meyer v. Nebraska, supra. See also Prince v.
Massachusetts, 321 U.S. 158, 166; Skinner v. Oklahoma, 316
U.S. 535, 541. As recently as last Term, in Eisenstadt v.
Baird, 405 U.S. 438, 453, we recognized "the right of the
individual, married or single, to be free from unwarranted
governmental intrusion into matters so fundamentally affecting
a person [410 U.S. 113, 170] as the decision whether to bear
or beget a child." That right necessarily includes the right
of a woman to decide whether or not to terminate her
pregnancy. "Certainly the interests of a woman in giving of
her physical and emotional self during pregnancy and the
interests that will be affected throughout her life by the
birth and raising of a child are of a far greater degree of
significance and personal intimacy than the right to send a
child to private school protected in Pierce v. Society of
Sisters, 268 U.S. 510 (1925), or the right to teach a foreign
language protected in Meyer v. Nebraska, 262 U.S. 390 (1923)."
Abele v. Markle, 351 F. Supp. 224, 227 (Conn. 1972).
Clearly, therefore, the Court today is correct in holding that
the right asserted by Jane Roe is embraced within the personal
liberty protected by the Due Process Clause of the Fourteenth
Amendment.
It is evident that the Texas abortion statute infringes that
right directly. Indeed, it is difficult to imagine a more
complete abridgment of a constitutional freedom than that
worked by the inflexible criminal statute now in force in
Texas. The question then becomes whether the state interests
advanced to justify this abridgment can survive the
"particularly careful scrutiny" that the Fourteenth Amendment
here requires.
The asserted state interests are protection of the health and
safety of the pregnant woman, and protection of the potential
future human life within her. These are legitimate objectives,
amply sufficient to permit a State to regulate abortions as it
does other surgical procedures, and perhaps sufficient to
permit a State to regulate abortions more stringently or even
to prohibit them in the late stages of pregnancy. But such
legislation is not before us, and I think the Court today has
thoroughly demonstrated that these state interests cannot
constitutionally support the broad abridgment of personal [410
U.S. 113, 171] liberty worked by the existing Texas law.
Accordingly, I join the Court's opinion holding that that law
is invalid under the Due Process Clause of the Fourteenth
Amendment.
[Footnote 1] Only Mr. Justice Harlan failed to join the
Court's opinion, 372 U.S., at 733.
[Footnote 2] There is no constitutional right of privacy, as
such. "[The Fourth] Amendment protects individual privacy
against certain kinds of governmental intrusion, but its
protections go further, and often have nothing to do with
privacy at all. Other provisions of [410 U.S. 113, 168] the
Constitution protect personal privacy from other forms of
governmental invasion. But the protection of a person's
general right to privacy - his right to be let alone by other
people - is, like the protection of his property and of his
very life, left largely to the law of the individual States."
Katz v. United States, 389 U.S. 347, 350-351 (footnotes
omitted).
[Footnote 3] This was also clear to Mr. Justice Black, 381
U.S., at 507 (dissenting opinion); to Mr. Justice Harlan, 381
U.S., at 499 (opinion concurring in the judgment); and to MR.
JUSTICE WHITE, 381 U.S., at 502 (opinion concurring in the
judgment). See also Mr. Justice Harlan's thorough and
thoughtful opinion dissenting from dismissal of the appeal in
Poe v. Ullman, 367 U.S. 497, 522.
Dissenting Opinion
MR. JUSTICE REHNQUIST,
dissenting.
The Court's opinion brings to the decision of this troubling
question both extensive historical fact and a wealth of legal
scholarship. While the opinion thus commands my respect, I
find myself nonetheless in fundamental disagreement with those
parts of it that invalidate the Texas statute in question, and
therefore dissent.
I
The Court's opinion decides that a State may impose virtually
no restriction on the performance of abortions during the
first trimester of pregnancy. Our previous decisions indicate
that a necessary predicate for such an opinion is a plaintiff
who was in her first trimester of pregnancy at some time
during the pendency of her law-suit. While a party may
vindicate his own constitutional rights, he may not seek
vindication for the rights of others. Moose Lodge v. Irvis,
407 U.S. 163 (1972); Sierra Club v. Morton, 405 U.S. 727
(1972). The Court's statement of facts in this case makes
clear, however, that the record in no way indicates the
presence of such a plaintiff. We know only that plaintiff Roe
at the time of filing her complaint was a pregnant woman; for
aught that appears in this record, she may have been in her
last trimester of pregnancy as of the date the complaint was
filed.
Nothing in the Court's opinion indicates that Texas might not
constitutionally apply its proscription of abortion as written
to a woman in that stage of pregnancy. Nonetheless, the Court
uses her complaint against the Texas statute as a fulcrum for
deciding that States may [410 U.S. 113, 172] impose virtually
no restrictions on medical abortions performed during the
first trimester of pregnancy. In deciding such a hypothetical
lawsuit, the Court departs from the longstanding admonition
that it should never "formulate a rule of constitutional law
broader than is required by the precise facts to which it is
to be applied." Liverpool, New York & Philadelphia S. S. Co.
v. Commissioners of Emigration, 113 U.S. 33, 39 (1885). See
also Ashwander v. TVA, 297 U.S. 288, 345 (1936) (Brandeis, J.,
concurring).
II
Even if there were a plaintiff in this case capable of
litigating the issue which the Court decides, I would reach a
conclusion opposite to that reached by the Court. I have
difficulty in concluding, as the Court does, that the right of
"privacy" is involved in this case. Texas, by the statute here
challenged, bars the performance of a medical abortion by a
licensed physician on a plaintiff such as Roe. A transaction
resulting in an operation such as this is not "private" in the
ordinary usage of that word. Nor is the "privacy" that the
Court finds here even a distant relative of the freedom from
searches and seizures protected by the Fourth Amendment to the
Constitution, which the Court has referred to as embodying a
right to privacy. Katz v. United States, 389 U.S. 347 (1967).
If the Court means by the term "privacy" no more than that the
claim of a person to be free from unwanted state regulation of
consensual transactions may be a form of "liberty" protected
by the Fourteenth Amendment, there is no doubt that similar
claims have been upheld in our earlier decisions on the basis
of that liberty. I agree with the statement of MR. JUSTICE
STEWART in his concurring opinion that the "liberty," against
deprivation of which without due process the Fourteenth [410
U.S. 113, 173] Amendment protects, embraces more than the
rights found in the Bill of Rights. But that liberty is not
guaranteed absolutely against deprivation, only against
deprivation without due process of law. The test traditionally
applied in the area of social and economic legislation is
whether or not a law such as that challenged has a rational
relation to a valid state objective. Williamson v. Lee Optical
Co., 348 U.S. 483, 491 (1955). The Due Process Clause of the
Fourteenth Amendment undoubtedly does place a limit, albeit a
broad one, on legislative power to enact laws such as this. If
the Texas statute were to prohibit an abortion even where the
mother's life is in jeopardy, I have little doubt that such a
statute would lack a rational relation to a valid state
objective under the test stated in Williamson, supra. But the
Court's sweeping invalidation of any restrictions on abortion
during the first trimester is impossible to justify under that
standard, and the conscious weighing of competing factors that
the Court's opinion apparently substitutes for the established
test is far more appropriate to a legislative judgment than to
a judicial one.
The Court eschews the history of the Fourteenth Amendment in
its reliance on the "compelling state interest" test. See
Weber v. Aetna Casualty & Surety Co., 406 U.S. 164, 179 (1972)
(dissenting opinion). But the Court adds a new wrinkle to this
test by transposing it from the legal considerations
associated with the Equal Protection Clause of the Fourteenth
Amendment to this case arising under the Due Process Clause of
the Fourteenth Amendment. Unless I misapprehend the
consequences of this transplanting of the "compelling state
interest test," the Court's opinion will accomplish the
seemingly impossible feat of leaving this area of the law more
confused than it found it. [410 U.S. 113, 174]
While the Court's opinion quotes from the dissent of Mr.
Justice Holmes in Lochner v. New York, 198 U.S. 45, 74 (1905),
the result it reaches is more closely attuned to the majority
opinion of Mr. Justice Peckham in that case. As in Lochner and
similar cases applying substantive due process standards to
economic and social welfare legislation, the adoption of the
compelling state interest standard will inevitably require
this Court to examine the legislative policies and pass on the
wisdom of these policies in the very process of deciding
whether a particular state interest put forward may or may not
be "compelling." The decision here to break pregnancy into
three distinct terms and to outline the permissible
restrictions the State may impose in each one, for example,
partakes more of judicial legislation than it does of a
determination of the intent of the drafters of the Fourteenth
Amendment.
The fact that a majority of the States reflecting, after all,
the majority sentiment in those States, have had restrictions
on abortions for at least a century is a strong indication, it
seems to me, that the asserted right to an abortion is not "so
rooted in the traditions and conscience of our people as to be
ranked as fundamental," Snyder v. Massachusetts, 291 U.S. 97,
105 (1934). Even today, when society's views on abortion are
changing, the very existence of the debate is evidence that
the "right" to an abortion is not so universally accepted as
the appellant would have us believe.
To reach its result, the Court necessarily has had to find
within the scope of the Fourteenth Amendment a right that was
apparently completely unknown to the drafters of the
Amendment. As early as 1821, the first state law dealing
directly with abortion was enacted by the Connecticut
Legislature. Conn. Stat., Tit. 22, 14, 16. By the time of the
adoption of the Fourteenth [410 U.S. 113, 175] Amendment in
1868, there were at least 36 laws enacted by state or
territorial legislatures limiting abortion.1 While many States
have amended or updated [410 U.S. 113, 176] their laws, 21 of
the laws on the books in 1868 remain in effect today.2 Indeed,
the Texas statute struck down today was, as the majority
notes, first enacted in 1857 [410 U.S. 113, 177] and "has
remained substantially unchanged to the present time." Ante,
at 119.
There apparently was no question concerning the validity of
this provision or of any of the other state statutes when the
Fourteenth Amendment was adopted. The only conclusion possible
from this history is that the drafters did not intend to have
the Fourteenth Amendment withdraw from the States the power to
legislate with respect to this matter.
III
Even if one were to agree that the case that the Court decides
were here, and that the enunciation of the substantive
constitutional law in the Court's opinion were proper, the
actual disposition of the case by the Court is still difficult
to justify. The Texas statute is struck down in toto, even
though the Court apparently concedes that at later periods of
pregnancy Texas might impose these selfsame statutory
limitations on abortion. My understanding of past practice is
that a statute found [410 U.S. 113, 178] to be invalid as
applied to a particular plaintiff, but not unconstitutional as
a whole, is not simply "struck down" but is, instead, declared
unconstitutional as applied to the fact situation before the
Court. Yick Wo v. Hopkins, 118 U.S. 356 (1886); Street v. New
York, 394 U.S. 576 (1969).
For all of the foregoing reasons, I respectfully dissent.
[Footnote 1] Jurisdictions having enacted abortion laws prior
to the adoption of the Fourteenth Amendment in 1868:
1. Alabama - Ala. Acts, c. 6, 2 (1840).
2. Arizona - Howell Code, c. 10, 45 (1865).
3. Arkansas - Ark. Rev. Stat., c. 44, div. III, Art. II, 6
(1838).
4. California - Cal. Sess. Laws, c. 99, 45, p. 233
(1849-1850).
5. Colorado (Terr.) - Colo. Gen. Laws of Terr. of Colo., 1st
Sess., 42, pp. 296-297 (1861).
6. Connecticut - Conn. Stat., Tit. 20, 14, 16 (1821). By 1868,
this statute had been replaced by another abortion law. Conn.
Pub. Acts, c. 71, 1, 2, p. 65 (1860).
7. Florida - Fla. Acts 1st Sess., c. 1637, subc. 3, 10, 11,
subc. 8, 9, 10, 11 (1868), as amended, now Fla. Stat. Ann.
782.09, 782.10, 797.01, 797.02, 782.16 (1965).
8. Georgia - Ga. Pen. Code, 4th Div., 20 (1833).
9. Kingdom of Hawaii - Hawaii Pen. Code, c. 12, 1, 2, 3
(1850).
10. Idaho (Terr.) - Idaho (Terr.) Laws, Crimes and Punishments
33, 34, 42, pp. 441, 443 (1863).
11. Illinois - Ill. Rev. Criminal Code 40, 41, 46, pp. 130,
131 (1827). By 1868, this statute had been replaced by a
subsequent enactment. Ill. Pub. Laws 1, 2, 3, p. 89 (1867).
12. Indiana - Ind. Rev. Stat. 1, 3, p. 224 (1838). By 1868
this statute had been superseded by a subsequent enactment.
Ind. Laws, c. LXXXI, 2 (1859).
13. Iowa (Terr.) - Iowa (Terr.) Stat., 1st Legis., 1st Sess.,
18, p. 145 (1838). By 1868, this statute had been superseded
by a subsequent enactment. Iowa (Terr.) Rev. Stat., c. 49, 10,
13 (1843).
14. Kansas (Terr.) - Kan. (Terr.) Stat., c. 48, 9, 10, 39
(1855). By 1868, this statute had been superseded by a
subsequent enactment. Kan. (Terr.) Laws, c. 28, 9, 10, 37
(1859).
15. Louisiana - La. Rev. Stat., Crimes and Offenses 24, p. 138
(1856).
16. Maine - Me. Rev. Stat., c. 160, 11, 12, 13, 14 (1840).
17. Maryland - Md. Laws, c. 179, 2, p. 315 (1868).
18. Massachusetts - Mass. Acts & Resolves, c. 27 (1845).
19. Michigan - Mich. Rev. Stat., c. 153, 32, 33, 34, p. 662
(1846). [410 U.S. 113, 176] 20. Minnesota (Terr.) - Minn. (Terr.)
Rev. Stat., c. 100, 10, 11, p. 493 (1851).
21. Mississippi - Miss. Code, c. 64, 8, 9, p. 958 (1848).
22. Missouri - Mo. Rev. Stat., Art. II, 9, 10, 36, pp. 168,
172 (1835).
23. Montana (Terr.) - Mont. (Terr.) Laws, Criminal Practice
Acts 41, p. 184 (1864).
24. Nevada (Terr.) - Nev. (Terr.) Laws, c. 28, 42, p. 63
(1861).
25. New Hampshire - N. H. Laws, c. 743, 1, p. 708 (1848).
26. New Jersey - N. J. Laws, p. 266 (1849).
27. New York - N. Y. Rev. Stat., pt. 4, c. 1, Tit. 2, 8, 9,
pp. 12-13 (1828). By 1868, this statute had been superseded.
N. Y. Laws, c. 260, 1-6, pp. 285-286 (1845); N. Y. Laws, c.
22, 1, p. 19 (1846).
28. Ohio - Ohio Gen. Stat. 111 (1), 112 (2), p. 252 (1841).
29. Oregon - Ore. Gen. Laws, Crim. Code, c. 43, 509, p. 528
(1845-1864).
30. Pennsylvania - Pa. Laws No. 374, 87, 88, 89 (1860).
31. Texas - Tex. Gen. Stat. Dig., c. VII, Arts. 531-536, p.
524 (Oldham & White 1859).
32. Vermont - Vt. Acts No. 33, 1 (1846). By 1868, this statute
had been amended. Vt. Acts No. 57, 1, 3 (1867).
33. Virginia - Va. Acts, Tit. II, c. 3, 9, p. 96 (1848).
34. Washington (Terr.) - Wash. (Terr.) Stats., c. II, 37, 38,
p. 81 (1854).
35. West Virginia - See Va. Acts., Tit. II, c. 3, 9, p. 96
(1848); W. Va. Const., Art. XI, par. 8 (1863).
36. Wisconsin - Wis. Rev. Stat., c. 133, 10, 11 (1849). By
1868, this statute had been superseded. Wis. Rev. Stat., c.
164, 10, 11; c. 169, 58, 59 (1858).
[Footnote 2] Abortion laws in effect in 1868 and still
applicable as of August 1970:
1. Arizona (1865). 2. Connecticut (1860). 3. Florida (1868).
4. Idaho (1863). 5. Indiana (1838). [410 U.S. 113, 177] 6.
Iowa (1843). 7. Maine (1840). 8. Massachusetts (1845). 9.
Michigan (1846). 10. Minnesota (1851). 11. Missouri (1835).
12. Montana (1864). 13. Nevada (1861). 14. New Hampshire
(1848). 15. New Jersey (1849). 16. Ohio (1841). 17.
Pennsylvania (1860). 18. Texas (1859). 19. Vermont (1867). 20.
West Virginia (1863). 21. Wisconsin (1858). [410 U.S. 113,
179]
Post Decision Comments
Post: MR. CHIEF JUSTICE
BURGER, concurring*
I agree that, under the Fourteenth Amendment to the
Constitution, the abortion statutes of Georgia and Texas
impermissibly limit the performance of abortions necessary to
protect the health of pregnant women, using [410 U.S. 208] the
term health in its broadest medical context. See United States
v. Vuitch, 402 U.S. 62, 71-72 (1971). I am somewhat troubled
that the Court has taken notice of various scientific and
medical data in reaching its conclusion; however, I do not
believe that the Court has exceeded the scope of judicial
notice accepted in other contexts.
In oral argument, counsel for the State of Texas informed the
Court that early abortion procedures were routinely permitted
in certain exceptional cases, such as nonconsensual
pregnancies resulting from rape and incest. In the face of a
rigid and narrow statute, such as that of Texas, no one in
these circumstances should be placed in a posture of
dependence on a prosecutorial policy or prosecutorial
discretion. Of course, States must have broad power, within
the limits indicated in the opinions, to regulate the subject
of abortions, but where the consequences of state intervention
are so severe, uncertainty must be avoided as much as
possible. For my part, I would be inclined to allow a State to
require the certification of two physicians to support an
abortion, but the Court holds otherwise. I do not believe that
such a procedure is unduly burdensome, as are the complex
steps of the Georgia statute, which require as many as six
doctors and the use of a hospital certified by the JCAH.
I do not read the Court's holdings today as having the
sweeping consequences attributed to them by the dissenting
Justices; the dissenting views discount the reality that the
vast majority of physicians observe the standards of their
profession, and act only on the basis of carefully deliberated
medical judgments relating to life and health.
Plainly, the Court
today rejects any claim that the Constitution requires
abortions on demand. [410 U.S. 209]
FOOTNOTE:
* [This opinion applies also to No. 718, Roe v. Wade, ante p.
113.]. |